Interests

Political, social, legal, and sociological theory of complex modern societies

Biography

Research Interests

Teaches social and political theory informed by political science and sociology, not only at UT but also in Germany, Japan, Austria, and China. Two books, Thick Moralities, Thin Politics (2003) and Coping in Politics with Indeterminate Norms (2003), confront challenges of social justice in complex modern societies, especially in liberal democratic states. Another two books, Human Rights as Social Construction (2012) and The Human Rights State (2016), analyze problems and prospects for justice across national borders. Current book-in-progress, Human Nature as Cultural Design: The Political Challenge of Genetic Enhancement, explores core issues in bioethics. Rapid advances in genetic engineering, particularly of human embryos and fetuses, pose difficult social, political, moral, and legal questions that challenge a range of different conceptions of a just society.

● Contribution to an Edited On-Line Forum on Bioethics in the USA

2016 Alison Nastasi, ed. “Is it Ethical to Genetically Engineer Higher Intelligence?” published September 22: http://www.hopesandfears.com/hopes/now/question/215463-is-it-ethical-to-genetically-engineer-higher-intelligence

● Radio Interview in Sweden on My Current Scholarship in Human Rights

2016 Patricia Barrenechea of the Raul Wallenberg Institute interviewed me on 21 April 2016 in Lund, Sweden about my newest book, The Human Rights State (2016)

http://rwi.lu.se/2016/04/human-rights-are-not-possible-without-the-rule-of-law/

http://rwi.lu.se/?powerpress_pinw=8686-podcast

● Newspaper Interview in Norway on My Current Scholarship in Bioethics

2016 Toward informing the general public about specialized issues of significant political import, interview by Tori Aarseth of the Norwegian journal Ny Tid (https://www.nytid.no/), published in Oslo, regarding my work on the political challenges of human genetic engineering; article published 18 August 2016: https://www.nytid.no/genetisk-menneskeproduksjon/

● Radio Broadcast in Scotland of Invited Lecture on Bioethics

2015 “Fundamental Questions for Political Community Posed by Genetic Manipulation,” University of the West of Scotland, Paisely, UK, May 22: https://johnsharpbeattie.wordpress.com/2016/01/19/what-we-all-need-is-a-little-solidarity/

PROJECT 1: Human Nature as Cultural Design: The Political Challenge of Human Genetic Engineering

I am working on a book manuscript (for Cambridge University Press), in nine chapters, titled Human Nature as Cultural Design: The Political Challenge of Human Genetic Engineering. This project is motivated by the urgent need for social norms to guide a rapidly developing technology with far-reaching implications for the future of humankind. I propose a set of normative guidelines to orient a politic community’s deliberations on human genetic engineering and its regulation. I begin with the argument that we humans should regard our own nature as socially constructed rather than as something given naturally or supernaturally. I then examine one aspect that is widely considered a core component of our species (perhaps its single most significant attribute): our intelligence. I examine prospects of genetically engineering human intelligence. And of the many questions that pose themselves, I focus on two.

First, is it ethical? The answer to this question depends on the ethics one invokes in answering it. Any answer is likely to involve one or the other of the many conceptions of human nature. If “human nature” is something natural, such as an aspect of a wholly naturalistic understanding of the evolved species homo sapiens, then engineering any part of it, including human intelligence, is not unethical from the standpoint of natural science because natural science has no moral content, indeed no meaning whatsoever. 

But over the last ten thousand years, this worldly nature has been interpreted non-scientifically again and again, for example from the otherworldly perspectives of religion and metaphysics. By contrast, modern biology has no concept of what philosophers, theologians, and poets call “human nature.” Still, modern secular political communities, such as liberal democratic nation states, need to socially construct a range of human natures for purposes of social organization. Above all, one or the other notion of human nature can be useful in grounding the normative legitimation of a system of laws and to guide some forms of public policy.

In short, whether it is ethical to engineer human intelligence depends on what ethical system one deploys to answer this question. There are many ethical systems in history, and in the world today; no doubt, new ones will be developed in the future. All of these are incompatible with each other to various degrees; agreement on any one is in principle possible, but exceedingly unlikely today. The basis of such agreement would be a political act embracing globally a particular cultural understanding, for example like the widespread conviction today that slavery is unacceptable on any grounds.

I then examine a second question about the prospects of genetically engineering human intelligence; it concerns desirability. Again, any answer to this question depends on one’s particular point of view. That is, here there are no “objective” or “neutral” standpoints. Further, propositions about nature can be true or false (as a matter of objectivity) whereas propositions about how people should be treated can be just or unjust (as a matter of intersubjective social construction). So the question is: For whom might it be desirable or undesirable? For the individual? For his or her community? For humankind? For the planet? In each case, both yes and no are plausible answers. After all, human intelligence in any environment is double-edged: it has no inherent moral compass and can facilitate just behavior as well as unjust, decency no less than barbarism.

I consider the individual: greater intelligence means a heightened capacity to imagine and realize goals — but it could just as well damn the recipient to the continual frustration of a world that will not bend to his or her will. I consider the community: heightened intelligence promises a more productive, creative, and thoughtful populace — but could also result in more aggressive, selfish persons better able than unenhanced citizens to take advantage of fellow citizens. I consider humankind: might a species of greater intelligence better find its way to a peaceful world of just communities — or to an intellectual, social, and material “arms race” among competing groups? Finally, I consider the planet: would a species of higher intelligence be a better steward of the fragile planet it shares with other species — or one more rapacious, because its heightened intelligence unleashed heightened needs and the will to realize them even at the planet’s expense?

Running through possible different responses to this question — “For whom might genetically engineered human intelligence be desirable or undesirable?” — merely shows the obvious about any technology, any tool: that, by analogy, the knife that can save a life can also take a life. Less obvious, because necessarily hypothetical, are unintended consequences. The very fact of their not being intended marks such consequences as risks. Some risks follow simply from the powerful, exceeding complex interdependencies of various variables. While some risks pay off, others don’t. Is heightened intelligence worth that risk? We cannot yet know.

Further, engineering costs money and, at least initially, only wealthy persons would be able to afford the enhancement. In this way, engineered intelligence would exacerbate existing social and economic disparities if, as seems likely, greater intelligence confers advantages in the various spheres of life in which people compete for advantage — spheres in which some are perpetual losers.

In short, whether it is ethical and desirable to engineer higher intelligence depends not on the heightened intelligence as such but on the complex weave of social, political, economic, cultural and ecological factors that compose human communities. These factors constitute the environment in which bearers of engineered higher intelligence behave. I consider two factors in particular: wealth and influence. Money is power and people struggle mightily against each other to gain more wealth and wield greater influence, both as individuals and as groups and as nation states. If, as seems likely, heightened intelligence confers advantages, at least to some recipients, at least some of the time, at least in some circumstances, one can imagine a socially destabilizing struggle to control access to it — a struggle with winners, losers, and “collateral damage.” But not necessarily.

Any estimation of the problems and prospects of human intelligence, whether engineered or not, will depend on some conception of human nature. From the standpoint of human nature understood as a social construction, the two questions I consider above find quite a range of answers in a context of deep, intractable, and abiding disagreement within communities and across cultures.

But I would show that the idea of humankind directing, politically, the course of its own evolution need not mean taking control of the species’ genome. Instead, it could mean taking control of the socially constructed cultural environment in which genetic enhancement takes places. The moral and political question — is there some kind of human nature and, if so, what is it? — is then the question of what constitutes human well-being, just social arrangements, as well as individual and collective virtue. In short, it is not the question, What is our nature? but rather: What do we want our nature to be?

This projects offers  — in place of the current normative impasse in scholarship and public policy on the social implications of possible human genetic engineering in coming decades — humanistic recommendations for legislators and legal professionals, ethical perspectives for the scientific community, legal guidelines for various political communities, and practical perspectives for ordinary citizens.

RECENT PROFESSIONAL ACTIVITIES IN SUPPORT OF THIS PROJECT

Grants and Visiting Scholar Positions Supporting this Project:(1) Fulbright U.S. Scholar Grant (Fulbright –Johannes Kepler University of Linz Visiting Professor), Austria, Spring 2016; (2); Visiting Scholar, Hastings Center [for Bioethics] (Garrison, NY), Summer 2016; (3) Visiting Scholar, Interdisciplinary Center for Bioethics, Yale University, Summer 2016; (4) three-year grant for the Humanities Research Award, College of Liberal Arts, UT-Austin, 2014-2016.

Publications to Date on Topic:(1) Human Rights as Social Construction (Cambridge University Press, 2012), chapter on genetic engineering; (2) “Genetic Enhancement: A New Dialectic of Enlightenment?” in Perspektiven der Aufklärung: Zwischen Mythos und Realität, ed. D. Wetzel, Paderborn, Germany: Fink (2012):133-146. (3) More in preparation. 

Dissemination: Cambridge University Press has accepted this manuscript for review for publication at the point of its completion. I disseminate through the American Political Science Association, the American Sociological Association, the European Consortium for Political Research, the Annual Conference of the Association for Social and Political Philosophy, and the International Society for the History, Philosophy, and Social Study of Biology. I am regularly invited to present aspects of this project, including: 

2016:  “Vom Nutzen und Nachteil der Biotechnik: Zur normativen Einschätzung der Humangenmanipulation” [On the Use and Abuse of Biotechnology: The Normative Evaluation of Human Genetic Manipulation], Fifth Annual International Hartheim Conference on “Genetische Optimierung: Gentechnik und Fortpflanzungsmedizin,” Alkoven, Austria, 19 November

2016:  “Genetically Informed Personalized Education: Promises and Perils for Social Justice,” The Hastings Center, Garrison, New York, August 3

2016:  “A Human Rights Framework for Evaluating the Genetic Engineering of Intelligence,” The Hastings Center, Garrison, New York, July 28

2016: University of Duesto, Pedro Arrupe Institute of Human Rights, Bilbao, Spain, 27-28 June 

2016: Abteilung Kulturwissenschaften an der Kunstuniversität Linz, “Die menschliche Natur als Technologieprodukt: Träume und Albträume der Genmanipulation,” Linz, Austria, 1 June

2016: University of Helsinki, Erik Castrén Institute of International Law and Human Rights, Helsinki, Finland, 25 May

2016: University of Oslo, Norwegian Centre for Human Rights, Oslo, Norway, 14 June

2016: DeCODE Genetics, Reykjavík, Iceland, 27 April

2016: Lund University, Faculty of Law, Lund, Sweden, 6 April 

2015: “Fetus Ex Machina: The Political Challenge of Genetic Engineering,” Annual Meeting of the Association for Politics and the Life Sciences, University of Wisconsin at Madison, October 24

2015: “Fundamental Questions for Political Community Posed by Genetic Manipulation,” University of the West of Scotland, Paisely, UK, May 22

PROJECT 2: The Human Rights State (University of Pennsylvania Press, April 2016) 

My research project immediately preceding the current one, resulting in a book, continues to reverberate along additional research-related dimensions. I was invited multiple times in 2016 to present on this book.

Invited International Lectures on This Book, 2016 

2016: University of Hokkaido, School of Law, Sapporo, Japan, series of lectures, August 15-26

2016: University of Duesto, Pedro Arrupe Institute of Human Rights, Bilbao, Spain, 27-28 June

2016: University of Helsinki, Erik Castrén Institute of International Law and Human Rights, Helsinki, Finland, 25 May

2016: “The Human Rights State: Political Community Beyond the Nation State,” Academy of Sciences of the Czech Republic, Institute of Philosophy, Prague, 18 May (conference presentation rather than invited lecture)

2016: University of Oslo, Norwegian Centre for Human Rights, Oslo, Norway, 14 June

2016: Lund University, Faculty of Law, Lund, Sweden, 6 April

2015 Keynote Lecture: “Don’t Give Up on Human Rights,” 2015 Annual Peace Perspectives Lecture, University of Missouri at Columbia, September 21

2015: “The Relationship between Human Rights and Democracy,” Department of Political Science, University of Missouri at Columbia, September 21

2015: “A Human Right Not to Democracy but to the Rule of Law,” Annual Conference of the Association for Social and Political Philosophy, University of Amsterdam, The Netherlands, June 25

2015 Keynote Address: Glasgow Human Rights Network, University of Glasgow, “Challenges to Human Rights Theory and Practice,” Scotland, UK, May 20

2015: Master Class, Glasgow Human Rights Network, University of Glasgow, Scotland, UK, 21 May 2015

Two Peer-Reviewed Articles That Take the Project of This Book Forward, 2015 and 2016

“Human Rights as Metaphor for Political Community Beyond the Nation State," Critical Sociology 42 (2016): 897-917

“Advancing Human Rights in Post-Authoritarian Communities through Education,” Journal of Human Rights Practice 7 (2015: 199-222)

2015 International Master Class for Graduate Students on This Book, 2015

2015 Master Class, Glasgow Human Rights Network, Scotland, UK, postgraduate cluster, on The Human Rights State, Scotland, UK, May 21

Keynote Address and Invited Talk on This Book, 2015

2015 Keynote Address, “Challenges to Human Rights Theory and Practice,” Glasgow Human Rights Network, Scotland, UK, May 20

2015 Invited: “The Human Rights State,” Centre for Contemporary Aristotelian Studies in Ethics and Politics, London Metropolitan University, UK, May 27

Special Topics Issue Devoted to This Book, 2017 

International Journal of Human Rights, volume 21, no. 3, pages 219-386 (2017) titled “A Realistic Utopia: Critical Analyses of The Human Rights State” (applying various aspects of the theory I develop in The Human Rights State: Justice Within and Beyond the Sovereign Nation (2016)), published online March 2017, with contributions from

René Wolfsteller and Benjamin Gregg, “A realistic utopia? Critical analyses of The Human Rights State in theory and deployment: Guest editors’ introduction,” pages 219-229

René Wolfsteller (University of Glasgow, UK), “The institutionalisation of human rights reconceived: the human rights state as a sociological ‘ideal type’”, pages 230-251

Yingru Li and John McKernan (both University of Glasgow, UK), “‘Achieved not given’: human rights, critique and the need for strong foundations,” pages 252-269

Richard Geogri (Free University of Gothenberg, Sweden), “The human rights project and the transformation of social (b)orders: on the political nature of human rights activism in the wake of the Zapatista uprising,” pages 270-288

Ulisses Terto Neto (Federal University of Maranhão-UFMA, Brazil), “Democracy, social authoritarianism, and the human rights state theory: towards effective citizenship in Brazil,” pages 289-305

Gorana Ognjenović and Jasna Jozelić (Universityy of Oslo, Norway), “The human rights state and freedom of religion in south-eastern Europe: the case of Bosnia-Herzegovina,” pages 306-320

Jeanrique Fahner (University of Amsterdam, The Netherlands, and University of Luxembourg), “Revisiting the human right to democracy: a positivist analysis,” pages 321-341

Olga Bezbozhna (Raoul Wallenberg Institute, Lund, Sweden) and Helena Olsson (Raoul Wallenberg Institute, Jakarta, Indonesia), “Note from the field: applying a ‘human rights cognitive style’ in the Raoul Wallenberg Institute’s work on human rights education with universities,” pages 342-358

Benjamin Gregg, “The human rights state: theoretical challenges, empirical deployments: reply to my critics,” pages 359-385

ALL LECTURES 2017

2017 Invited: “Social Theory at the Margins of the Social: Epigenetics, Artificial Intelligence, and the Anthropocene,” University of Tennessee at Knoxville, Committee on Social Theory, The Center for the Study of Social Justice, 2 October

2017 Invited: “Social and Political Challenges of Human Genetic Engineering,” University of Tennessee at Knoxville, Department of Sociology, 2 October

2017 Invited: “The Great ‘Social Scientific Experiment’ of the 21st Century: Chinese Authoritarian Capitalism vs. Western Democratic Capitalism,” East China Normal University, Shanghai, China, 23 August

2017 Invited: “Direitos Humanos Autoconstruídos” [Self-Authored Human Rights], IESB Centro Universitário, Brasília, Brazil, 3 August

2017 Invited: “Um Direito Humano Não à Democracia, mas ao Estado de Direito” [A Human Right Not to Democracy but to the Rule of Law], IESB Centro Universitário, Brasília, Brazil, 3 August

2017 Invited: “The Human Rights State as Borders Embedded in the Citizen,” Universidade de Brasília, Brazil, 2 August

2017 Invited: “Avançando os Direitos Constitucionais e Humanos dos Povos Indígenas Brasileiros Por um estilo cognitivo antiautoritário: em conversa com Terto Neto”[The Role of Legal Professionals in Advancing the Human Rights of Brazil’s Indigenous Peoples]. OAB-DF (Brazilian Bar Association, Section at Distrito Federal), Brazil, 1 August

2017 “Epigenetics as a Political Theory of Genetically Influenced Social Inequalities,” International Society for the History, Philosophy, and Social Study of Biology, University of São Paulo, Brazil, July 19

2017 Invited Talk: Polymathic Scholars, an honors program housed in the College of Natural Sciences at the University of Texas: faculty panel discussion on “The Age of Man: What are the Scientific and Social Implications of the Anthropocene?” April 4

2017 Invited: “Genetic Engineering of Human Intelligence: Moral, Legal, and Political Issues,” Humanities Research Award Symposium, University of Texas at Austin, March 10

2017 Invited Talk: UT Undergraduate Research Journal Humanities Panel, January 31: to explore the role of evidence-based research in policy making, and how it is expected to affect the political agenda in regard to the new presidential administration, January 31

ALL LECTURES 2016

2016 Invited: “Vom Nutzen und Nachteil der Biotechnik: Zur normativen Einschätzung der Humangenmanipulation” [On the Use and Abuse of Biotechnology: The Normative Evaluation of Human Genetic Manipulation], Fifth Annual International Hartheim Conference on “Genetische Optimierung: Gentechnik und Fortpflanzungsmedizin,” Alkoven, Austria, 19 November

2016: University of Hokkaido, School of Law, Sapporo, Japan, series of lectures on The Human Rights State (2016) and Human Rights as Social Construction (2012), August 15-26

2016 Invited: “Genetically Informed Personalized Education: Promises and Perils for Social Justice,” The Hastings Center, Garrison, New York, August 3

2016 Invited: “A Human Rights Framework for Evaluating the Genetic Engineering of Intelligence,” The Hastings Center, Garrison, New York, July 28

2016 Invited: “Advancing Human Rights as Social Constructs Authored by Their Addressees,” University of Duesto, Pedro Arrupe Institute of Human Rights, Bilbao, Spain, 28 June

2016 Invited: “The Human Rights Challenge of Genetic Engineering,” Norwegian Centre for Human Rights, Oslo, Norway, 14 June

2016 Invited: “Human Rights as Metaphor for Political Community beyond the Nation State,” Norwegian Centre for Human Rights, Oslo, Norway, 13 June

2016 Invited: Abteilung Kulturwissenschaften an der Kunstuniversität Linz, “Die menschliche Natur als Technologieprodukt: Träume und Albträume der Genmanipulation,” Linz, Austria, 1 June

2016 Invited: “Human Rights as Metaphor for Political Community beyond the Nation State,” Erik Castrén Institute, University of Helsinki, Iceland, 25 May

2016 Invited: “The Human Rights Challenge of Genetic Engineering,” Erik Castrén Institute of International Law and Human Rights, University of Helsinki, Iceland, 24 May

2016: “The Human Rights State: Political Community Beyond the Nation State,” Academy of Sciences of the Czech Republic, Institute of Philosophy, Prague, 18 May

2016 Invited: “The Human Rights Challenge of Genetic Engineering,” DeCODE Genetics, Reykjavík, Iceland, 27 April

2016 Invited: “Genetically Informed Personalized Education: Promises and Perils for Social Justice,” Department of Philosophy, University of Lund, 7 April

2016 Invited: “The Human Rights Challenge of Genetic Engineering,” Raoul Wallenberg Institute, Lund, as well as Department of Biology, University of Lund, Sweden, 6 April 

ALL LECTURES 2015

2015: “Fetus Ex Machina: The Political Challenge of Genetic Engineering,” Annual Meeting of the Association for Politics and the Life Sciences, University of Wisconsin at Madison, October 24

2015 Keynote Lecture: “Don’t Give Up on Human Rights,” 2015 Annual Peace Perspectives Lecture, University of Missouri at Columbia, September 21

2015: “The Relationship between Human Rights and Democracy,” Department of Political Science, University of Missouri at Columbia, September 21

2015: “Social Inequalities in the Enhancement of Health through Genetic Manipulation,” European Consortium for Political Research General Conference, Standing Group on Political Theory, Université de Montréal, Canada, August 29
 
2015: “Human Nature as Cultural Design: The Political Challenge of Genetic Engineering,” International Society for the History, Philosophy, and Social Study of Biology, Université du Québec à Montréal, Canada, July 9

2015: “A Human Right Not to Democracy but to the Rule of Law,” Annual Conference of the Association for Social and Political Philosophy, University of Amsterdam, The Netherlands, June 25

2015 Invited: “The Human Rights State,” Centre for Contemporary Aristotelian Studies in Ethics and Politics, London Metropolitan University, UK, May 27

2015: “Fundamental Questions for Political Community Posed by Genetic Manipulation,” University of the West of Scotland, Paisely, UK, May 22

2015 Keynote Address, “The Human Rights State: A User’s Guide,” Glasgow Human Rights Network, Scotland, UK, May 20

Selected Publications

“A Realistic Utopia? Critical Analyses of the Human Rights State in Theory and Deployment: Reply to My Critics,” International Human Rights Journal, 21 (3) (2017):359-386

The Human Rights State: Justice Within and Beyond Sovereign Nations, University of Pennsylvania Press, 2016

“A Socially Constructed Human Right to the Self-Determination of Indigenous Peoples,” Deusto Journal of Human Rights [Spain] 1 (2016): 105-143 (accepted fall 2016, published March 2017)

“Human Rights as Metaphor for Political Community Beyond the Nation State,” Critical Sociology 42 (2016): 897-917 

“Advancing Human Rights in Post-Authoritarian Communities through Education,” Journal of Human Rights Practice 7 (2015):199-222

“Die Bedeutung des Internets für die Bildung einer kritischen Öffentlichkeit” [Problems and Prospects for a Critical Public Sphere On-Line], in Kurt Imhof, Frank Welz, Christian Fleck and Georg Vobruba, eds. Neuer Strukturwandel der Öffentlichkeit. Wiesbaden, Germany: Springer VS Verlag, forthcoming 2015

“Im Strukturwandel der Weltöffentlichkeit: Auf dem Wege zu einem Pluralismus?” [A Pluralistic Conception of Human Rights for a Global Public Sphere?], in in Kurt Imhof, Frank Welz, Christian Fleck and Georg Vobruba, eds. Neuer Strukturwandel der Öffentlichkeit. Wiesbaden, Germany: Springer VS Verlag, forthcoming 2015

Review of Matthew Weinert, Making Human: World Order and the Global Governance of Human Dignity (University of Michigan Press), Human Rights Quarterly 37 (2015):1101-1104.

Paperback edition of Human Rights as Social Construction (Cambridge University Press), published July 2013 (hardcopy twice re-printed, 2012)

“Teaching Human Rights in the College Classroom as a Cognitive Style,” in J. Shefner, H. Dahms, R. Jones, and A. Jalata, eds., Social Justice and the University, Basingstoke, United Kingdom: Palgrave (2014): 253-279

“Might the Noble Savage have Joined the Earliest Cults of Rousseau?” in  Jesko Reiling and Daniel Tröhler, eds., Entre hétérogénéité et imagination. Pratiques de la réception de Jean-Jacques Rousseau. Genève: Éditions Slatkine (in the series Travaux sur la Suisse des Lumières (2013): 345-364

“Genetic Enhancement: A New Dialectic of Enlightenment?” in Perspektiven der Aufklärung: Zwischen Mythos und Realität, ed. Dietmar Wetzel. Paderborn, Germany: Verlag Wilhelm Fink (2012): 133-146

“Comparative Perspectives on Social Integration in Pluralistic Societies: Thick Norms versus Thin,” Comparative Sociology 11 (2012):629-648

“Politics Disembodied and Deterritorialized: The Internet as Human Rights Resource” in H. Dahms and L. Hazelrigg, eds., Theorizing Modern Society as a Dynamic Process (in Current Perspectives in Social Theory, vol. 30). Bingley, UK: Emerald (2012): 209–233

Human-Rights as Social Construction. Cambridge University Press, 2012

(+)  first printing sold out within seven months of publication; now in its second printing; ranks among CUP’s ten bestsellers in political theory (other authors on the list include Bernard Manin, Theda Skocpol, Jane Mansbridge, Mark Bevir, and Cass Sunstein): http://www.cambridge.org/us/knowledge/bestsellers/bysubject/item2267667/?site_locale=en_US

(+) interviewed on PBS station KLRU regarding this book, August 2012

(+) paperback edition, May 2013

Joint review of Human Rights and Memory by Daniel Levy and Natan Sznaider (Penn State University Press, 2010) and of Humanitarianism and Modern Culture by Keith Tester (Penn State University Press, 2010): Perspectives on Politics 10 (2) (June 2012): 456-458

“Individuals as Authors of Human Rights: Not only Addressees,” Theory and Society 39 (2010) 631-661

 “Deploying Cognitive Sociology to Advance Human Rights,” Comparative Sociology 9 (2010) 279-307 

 “Anti-Imperialism: Generating Universal Human Rights Out of Local Norms,” Ratio Juris 23 (2010) 289-310

 “Enlightened Localism in Comparative Perspective,” Comparative Sociology 9(2010) 563-593

 “Familiendämmerung in Amerika?” in S. Caspar und C. Gehrke, ed. Familien-Bande. Tübingen: Konkursbuch Verlag (2009) 321-329

 “Translating Human Rights into Muslim Vernaculars,” Comparative Sociology 7 (2008): 415–433

 Review: Nudge: Improving Decisions about Health, Wealth, and Happiness, by Richard Thaler and Cass Sunstein (Yale University Press, 2008): Law and Politics Book Review 18 (2008) 452-455

 Review: In Defense of Human Rights: A Non-Religious Grounding in a Pluralistic World, by Ari Kohen (Routledge, 2007): Perspectives on Politics 6 (2008) 373-374

 “In Lieu of Writing a Life: Twenty-Six Views,” in R. Louis, ed., Orange Britannia. Austin: University of Texas Press (2006) 624-635

Review: Regulating Aversion: Tolerance in the Age of Identity and Empire: by Wendy Brown (Princeton University Press, 2006): Law and Politics Book Review 17 (2007) 318-325

Review: Rousseau and Law by Thom Brooks, ed. Law and Politics Book Review 16 (2006) 372-383 (with David Williams)

Review: Legality and Legitimacy by Carl Schmitt (Duke University Press, 2005), Law and Politics Book Review 14 (2005) 619-623

Thick Moralities, Thin Politics: Social Integration across Communities of Belief (Duke University Press, 2003)

Coping In Politics with Indeterminate Norms: A Theory of Enlightened Localism (SUNY Press, simultaneously in two series: Political Theory: Contemporary Issues, edited by Philip Green, and Radical Social and Political Theory, edited by Roger Gottlieb, 2003)

“Proceduralism Reconceived: Political Conflict Resolution under Conditions of Moral Pluralism,” Theory and Society 31 (2002) 741-776

“The Law and Courts of Enlightened Localism,” Polity 35 (2002) 283-309

“Using Legal Rules in an Indeterminate World: Overcoming the Limitations of Jurisprudence,” Political Theory 27 (1999) 389-410

“Adjudicating Among Competing Systems of Belief,” International Review of Sociology 9 (1999) 7-17

“Jurisprudence in an Indeterminate World: Pragmatist not Postmodern,” Ratio Juris 11 (1998) 382-398

Review: “The Normative Poverty of Legal Formalism,” review essay on Between the Norm and the Exception. The Frankfurt School and the Rule of Law by William Scheuerman, Political Theory 26 (1998) 237-244

Translation: Portions of Herbert Marcuse, Technology, War and Fascism (Vol. 1 of the Collected Papers of Herbert Marcuse), edited by Douglas Kellner (Routledge, 1998)

Review: “Democracy in Normatively Fragmented Societies,” review essay on Jürgen Habermas, Between Facts and Norms. Review of Politics 59 (1997) 927-930

Review: “How to Look for Autonomous Law, in China or Elsewhere,” review essay on China's Legal Awakening. Legal Theory and Criminal Justice in Deng's Era by Carlos Wing-hung Lo, in Review of Central and East European Law 23 (1997) 165-172

“Law in China: The Tug of Tradition, the Push of Capitalism,” Review of Central and East European Law 21 (1995) 65-86

“Possibility of Social Critique in an Indeterminate World,” in Theory and Society 23 (1994) 327-366; Japanese translation in Hokkudai Hogaku Ronshu 50 (1999), no. 3:235-256 and no. 4:335-365

“Regulating Commercial Speech: A Question Political Not Legal,” State Constitutional Commentaries and Notes 5 (1994) 18-29

“Puragumattiku na hogaku no kanosei” [Possibility of a Pragmatic Jurisprudence], Chiba Journal of Law and Politics 8 (3) (Jan. 1994) 97-119 and 8 (4) (Mar. 1994) 59-109

Review: “The Failed Quest for a Principled Jurisprudence,” review essay on Common Law and Liberal Theory by James Stoner, Legal Studies Forum 18 (1994) 113-123

“The Modernization of Contemporary Chinese Law,” The Review of Politics 55 (1993) 443-470

Translation: Karl-Otto Apel, "Can an Ultimate Foundation of Knowledge Be Non-Metaphysical?" (Journal of Speculative Philosophy, 1993)

“The Parameters of Possible Constitutional Interpretation” in Robert Wuthnow, ed., Vocabularies of Public Life: Empirical Essays in Symbolic Structure (London: Routledge, 1992) 207-233; Japanese translation in Kokugakuin Hogaku 32 (1995), no. 2 and no. 3

“The Fate of Liberalism in the New, Tripolar World-Order” in Yoshiyuki Ogasawara (ed.), Chiiki-Funso to Sogoizon. Tokyo: University of Foreign Studies Press (1993) 1-27

Review: From Marx to Kant by Dick Howard (SUNY Press, 1988), Theory and Society (1989) 417-423

Review: Kritik der Macht. Reflexionsstufen einer kritischen Gesellschaftstheorie by Axel Honneth (Suhrkamp Verlag, 1988), New German Critique 47 (1989) 183-188

“Falankefu xuepai dui lixin tongzhi de pipan” [The Frankfurt School’s Critique of Rational Authority] in Guowai Shehui Xue 4 (1988) 3-9

Translation: Jürgen Habermas, "Felicitation" (in An Unmastered Past, University of California Press, 1988)

Translation: Leo Lowenthal, "The Left in Germany Has Failed" (in An Unmastered Past, University of California Press, 1988)

Review: “Modernity in Frankfurt: Must a History of Philosophy be a Philosophy of History?”, review essay on Norm, Critique, and Utopia by Seyla Benhabib, Theory and Society 16 (1987) 139-151

Review: “In Defense of a Skeptical Rationalism” in Theory and Society 16 (1987) 159-163

Translation: Samuel Weber, "The Parable" (in Daniel Paul Schreber, Memories of My Nervous Illness, Harvard University Press, 1987)

Translation: Herbert Schnädelbach, "What is Neo-Aristotelianism?" (Praxis International, 1987)

Translation: Sigrid Meuschel, "The Search for Normality in the Relationship Between Jews and Germans" (New German Critique, 1986)

Translation: Helmut Dubiel, Theory and Politics (MIT Press, 1985)

Review: Theory and Politics by Helmut Dubiel (MIT Press, 1984), Telos (1985) 207-214

Three Special Topics Issues of Scholarly Journals Devoted to Three of My Books

Seven Articles, International Journal of Human Rights, forthcoming 2017, titled “A Realistic Utopia? Critical Analyses of the Human Rights State in Theory and Deployment” (applying various aspects of the theory I develop in The Human Rights State: Justice Within and Beyond Sovereign Nations (2016)), with contributions from 

▪ René Wolfsteller (): “The Institutionalisation of Human Rights Reconceived: The Human Rights State as a Sociological Ideal Type“

▪ Yingru Li (Shanghai) and John McKernan (Glasgow): “Achieved Not Given”: Human Rights, Critique and the Need for Strong Foundations”

▪ Richard Geogri (Berlin): “The Human Rights Project and Transformation of Social (B)orders: On the Political Nature of Human Rights Activism in the Wake of the Zapatista Uprising”

▪ Ulisses Terto Neto (Rio de Janeiro): “Democracy, Social Authoritarianism, and the Human Rights State Theory: Towards Effective Citizenship in Brazil”

▪ Gorana Ognjenović and Jasna Jozelić (Oslo): “The Human Rights State and Freedom of Religion in Southeastern Europe: The Case of Bosnia-Herzegovina”

▪ Jeanrique Fahner (Amsterdam): “Is There a Human Right to Democracy? A Positivist Analysis with some Normative Considerations”

▪ Olga Bezbozhna (Lund) and Helena Olsson (Jakarta): “Note from the Field: Applying a ‘Human Rights Cognitive Style’ in the Raoul Wallenberg Institute’s Work on Human Rights Education with Universities”

Six Articles, Comparative Sociology, issue 5(?) (2012), titled “Comparative Perspectives on Social Integration in Pluralistic Societies: Thick Norms versus Thin” (applying various aspects of the theory I develop in Thick Moralities, Thin Politics: Social Integration across Communities of Belief (2003)), with contributions from

▪ Kristen Johnson: “Towards a Vision of Thick Conversation: Explorations in Bioethics and Interfaith Deliberation”

▪ Patti Lenard: “Democratic Self-Determination and Non-Citizen Residents”

▪ Aaron Struvland: “Religion and the Prospects for Thin Politics”

▪ Peter Mohanty: “Thick and Thin Public Sentiments and the Politics of Immigration in Europe”

▪ William O’Neil: “Mediating Between Thick Invocations of the Common Good and Thin Appeals to Human Rights: The Case of South Africa”

▪ Harry Dahms: “Theorizing Europe as the Future of Modern Society: European Integration between Thick Norms and Thin Politics”

Five Articles, Comparative Sociology 9(5) (2010), titled “Enlightened Localism in Comparative Perspective” (applying various aspects of the theory I develop in Coping in Politics with Indeterminate Norms: A Theory of Enlightened Localism) with contributions from

▪ Lea Ypi (Oxford University, UK): “Basic Rights and Cosmopolitan Justice from an Enlightened Localist Perspective,” Comparative Sociology 9(5) (2010):594-610

▪ Jonathan White (London School of Economics, UK): “Responding to Norm Indeterminacy beyond the Nation-State Frame,” Comparative Sociology 9(5) (2010):611-630

▪ Junmin Wang (University of Memphis, USA): “Enlightened Localism in Contemporary China: Political Change in Property-Rights Institutions of Township and Village Enterprises,” Comparative Sociology 9(5) (2010):631-662

▪ Ko Hasegawa (Hokkaido University, Japan): “Integrating a Racial and Ethnic Minority into Dominant Society from the Perspective of Enlightened Localism: The Case of the Japanese Ainu,” Comparative Sociology 9(5) (2010):663-685

▪ Manu Ahedo Santisteban (University Rovira Virgili, Spain): “Enlightened Localism and Local Experimentalism in Public Policy: Schooling Policies of Children with Immigrant Backgrounds in Denmark and Spain,” Comparative Sociology 9(5) (2010):686-710

Recent Guest Professorships

Johannes-Kepler Universität, Linz, Austria (2016) Fulbright Award

University of Hokkaido, Sapporo, Japan (2016)

Leopold-Franzens Universität, Innsbruck, Austria (2013, 2016)

Europa Universität Viadrina, Frankfurt an der Oder, Germany (2009, 2012, 2013, 2014)

Courses

Book 2016 ::: The Human Rights State

The Human Rights State
Justice Within and Beyond Sovereign Nations

Benjamin Gregg

288 pages | 6 x 9 

Cloth Apr 2016 | ISBN 978-0-8122-4805-0 | $59.95s | £39.00 |
Ebook Apr 2016 | ISBN 978-0-8122-9267-1 | $59.95s | £39.00
A volume in the Pennsylvania Studies in Human Rights series 

BELOW: View (a) Table of Contents and (b) Introduction

"The Human Rights State is a compelling contribution to the theory of human rights, ranging from the ontology of such rights to the theoretical articulation of their international and local practice."—Kelvin Knight, London Metropolitan University 

"The Human Rights State makes a significant contribution to current debates about both the theory and practice of human rights. It will be of interest to philosophers, political theorists, legal scholars, and activists from across the political spectrum."—Martin Woessner, The City College of New York

The nation state operates on a logic of exclusion: no state can offer citizenship and legal rights to all comers. From the logic of exclusion a state derives its sovereign power. Yet this exclusivity undermines the project of advancing human rights globally. That project operates on a logic of inclusion: all people, regardless of citizenship status or territorial location, would everywhere be recognized as bearers of human rights. In practice, human rights are afforded, if at all, then only to citizens of those few states that sometimes regard human rights as moral necessities of domestic commitments—or for states that find that stance politically expedient for the moment.

This discouraging reality in the first decades of the twenty-first century prompts the question: What political arrangement might better conduce the local embrace and enduring practice of human rights? In The Human Rights State, Benjamin Gregg challenges the conviction that the nation state can only have a zero-sum relationship with human rights: national sovereignty is possible or human rights are possible, but not both, not in the same place, at the same time. He argues that the human rights project would be more effective if established and enforced at local levels as locally valid norms, and from there encouraged to expand outward toward overlaps with other locally established and enforced conceptions of human rights grown in their own local soils.

Proposing a metaphorical human rights state that operates within or alongside a nation state, Gregg describes networks of activists that encourage local political and legal systems to generate domestic obligations to enforce human rights. Geographic boundaries and national sovereignties would remain intact but diminished to the extent necessary to extend human rights to all persons, without reservation, across national borders, by rendering human rights an integral aspect of the nation state's constitution.

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Table of Contents

Introduction. A Project for the Free Embrace of Human Rights

Part I. THE HUMAN RIGHTS STATE: POLITICS BY METAPHOR
Chapter 1. Human Rights as Metaphor
Chapter 2. Human Rights in a Backpack
Chapter 3. The Body as Human Rights Boundary

PART II. THE HUMAN RIGHTS STATE THROUGH PERSUASION, NOT COERCION
Chapter 4. Teaching Human Rights as a Cognitive Style
Chapter 5. Developing Human Rights Commitment in Post-Authoritarian Societies
Chapter 6. Digital Technology as Resource for the Human Rights Project

PART III. DEFENSE OF THE HUMAN RIGHTS STATE IN THE FACE OF CHALLENGES
Chapter 7. Human Rights Patriotism
Chapter 8. A Human Right Not to Democracy but to the Rule of Law
Chapter 9. Human Rights and Humanitarian Intervention

Coda: A Community of Nation States Practicing Domestic Cosmopolitanism
Notes
References
Index
Acknowledgments

Excerpt [uncorrected, not for citation]

Introduction: A Project for the Free Embrace of Human Rights

The playwright Bertolt Brecht spent fourteen years in exile. He was officially stateless for twelve. He fled Germany in February 1933, one month after the Nazis took power. After shorter stays in various cities, including Prague, Vienna, Zürich, and Paris, he spent a longer period in Denmark and then in Sweden. When the Germans occupied Denmark and attacked Norway in 1940, and neutral Sweden allowed Germany transit routes for its Norwegian campaign, Brecht fled in April to Finland by ship. He remained in Finland until May 1941, when he left by train for Leningrad, then Moscow, then Vladivostok and, only nine days before the Nazis invaded the Soviet Union, by Swedish boat to Los Angeles, which he reached in July. He returned to Europe in 1947.

While he and his companions struggled to get visas to the United States, Brecht started a play in rural Marlebäck, four hours outside Helsinki, in 1940, and worked on it intermittently until 1944, in Los Angeles. He sets his Flüchtlingsgespräche, orConversations in Exile, in a bar at the Helsinki Railway Station where two German refugees, Ziffel, a physicist, and Kalle, a laborer, while away their time sparring in a loosely connected series of meandering exchanges. "These encompass memories of childhood and school years as well as of exile, some of which . . . are recognizable as Brecht's own" (Parker 2014:421). At one point Ziffel says to Kalle, "The passport is the noblest part of a person. It isn't generated in the plain and simple way people are. A person can be begotten anywhere in the world, in the most frivolous of ways—but not a passport. That's why a passport, so long as it's a good one, is recognized—whereas a person can be ever so good yet still be denied recognition." Brecht captures in this passage the topsy-turvy world of rights: what matters is not the human being but rather his or her legal status. Thus the person is reduced to an epiphenomenon of a formal document issued by a nation state. And a passport assumes some of the qualities usually attributed instead to human beings: nobility; grounds for social and legal recognition; the bearer of "goodness" and "badness."

This book offers a critique of this topsy-turvy logic. It then develops an alternative logic. This "inclusionary logic" is a vision not of rights in general but of human rights in particular. It has several core features. Consider each in turn.

Social Construction as Method

This book takes forward a project I began in Human Rights as Social Construction. There I argue for human rights as worldly social constructions. Human rights in this context may take any number of overlapping forms, from the "human rights idea" to the "human rights project," from "human rights thinking" to "human rights communities," as well as human rights themselves.

To say that human rights are socially constructed is to regard them wholly as products of human imagination. It is to regard them as this-worldly products of human hand, as distinguished from otherworldly givens, whether theological or metaphysical.

This is a rather optimistic view. It is the conviction that we humans can pull ourselves up morally by our own normative bootstraps. It is the belief that communities can assume the stance of active producers of their fate rather than regarding themselves as passive "consumers" of otherworldly givens.

To say that human communities invent moralities is to say that moralities are cultural claims. In this sense I regard human rights as political phenomena, as a matter of political agency, toward social justice. Ideas of justice, behaviors that create and reinforce justice, and institutions that provide justice—for example, by treating all members of society as legal and moral equals—do not start out as universals. They start out as particular expressions of agency. They begin as historically and culturally particular. And they are always embedded in socially constructed structures: cultural traditions, philosophical schools, social mores, legal systems. This book seeks to show how, in the longue durée, human rights as political phenomena can aspire to eventual universal purchase. The idea of a human rights state is a means of advancing a realistic cosmopolitanism.

As social constructions, human rights are contingent norms. That is, their validity depends on humans regarding them as valid. To construe the validity of human rights as relative to the humans who construct them is to view human rights in their element of moral relativism. It is to view them in their medium of historical and cultural perspectivalism. It is to view them as essentially "political" in nature. A specificallypolitical social construction is a contingent, this-worldly idea. Its moral potential cannot be harvested unless it is always open to contestation, reinterpretation, and adaptation. Its moral potential needs a community open to negotiation and compromise in the effort to achieve agreement among participants on matters of human rights. The forging and reforging of agreement on human rights can still lead to a nonidiosyncratic perspective. In a postmetaphysical landscape, a nonidiosyncratic perspective replaces what religion and metaphysics regard as perspectives true or valid universally or a priori or eternally.

A nonidiosyncratic perspective is true or valid because it is held consensually, not because it is inherently neutral or acultural or transcendent. And if the validity of human rights is contingent, fallibilistic, and locally embedded, truth and justice at any given time refer to a temporary report from the field of experience and inquiry, a "snapshot" for current orientation, always revisable. Understood in this relativist sense, truth and justice are neither impossible nor drained of their capacity to motivate behavior. Rather, both truth and justice are driven not by some epistemological imperative for objectivity but by a pragmatic imperative for desired results. As social constructions, human rights are not some absolute or timeless cornerstone for moral theory. They are a "rhetorical vehicle" that can convey various meanings under different circumstances and can serve multiple purposes in different contexts. Among these meanings and purposes are elements of justice, such as rights to life, safety, and personal liberty; to belief, expression, and conscience; to privacy and property.

On this approach, human rights are one more example of what human culture can imagine. While their historical achievement would be an extraordinary event in human history, human rights are not themselves something special or extraordinary. They are not the work of extraordinary individuals or groups, and the most common people in the most ordinary of circumstances can imagine and create them. They do not require any special way of thinking. They work with readily understandable intuitions, such as the moral usefulness of putting oneself in the other's shoes. They work with well-known ideas such as "prudential reciprocity," which motivates behavior along the lines of mutual benefit. Such mundane characteristics mark potential for beginning to develop a human rights consciousness in almost any community in which people can be motivated to practice reciprocity and are capable of putting themselves in the other's shoes.

Yet social construction is not just one more comprehensive view. It can coexist with a wide range of competing comprehensive doctrines. For example, it can cooperate with persons of faith who share the goal of advancing human rights. Regardless of its empirical, secular orientation within the social sciences, my proposal in no way seeks to dissuade the faithful from their faith. Even as I reject "theological and metaphysical foundations of human rights as counterproductive," I dismiss neither insofar as either offers an "important way for some people in some communities to access human rights language" (Wolfsteller 2014:496).

To dismiss any particular motivations to an embrace of human rights would defeat my pragmatic orientation. That orientation emphasizes the search for resources for advancing human rights. Resources might be found in some elements of local culture and experience. Further, human rights are best implemented from within the local community. And the local community best implements them. They are best implemented in terms that resonate as much as possible with that community—even as human rights also challenge the community to reimagine beliefs and practices in ways more human rights friendly.

Non-social-constructionist presuppositions, such as religious faith, can work in tandem with the social constructionism they reject, and that I advocate as more practicable and generalizable. They can work in tandem toward the same goal: to encourage a free embrace of human rights. Social construction does not require addressees of the human rights project to adopt a social-constructionist standpoint. (By human rights project I mean the project of advancing human rights globally, through persuasion. As foraddressees, I focus on the citizens of nation states, as I explain below.) Social construction can reach individuals and communities without having to abandon, wholesale, their thick normative commitments. After all, most persons invested in supernatural revelation also accept claims of a very different sort—for example, those that lead to standard medical diagnosis and treatment.

One might argue that if transcendental norms can only be the product of imagination, then I am no less dogmatic than my adversaries, for example, the legal philosopher Michael Perry (2007). One might argue to the same conclusion if, as I assert, the moral self-ennoblement of human beings is precisely that of humankind giving itself norms of social and political behavior. Perry asserts that human rights are only coherent given a belief in God and in the "sacredness" of human beings. I counter that social constructions are not necessarily exclusive whereas every religion is. Even as it is hardly acultural, or presuppositionless, or unembedded in history and culture, social construction is never as particular as any argument grounded in revelation. It can work with rival approaches to human rights.

A Wholly Naturalistic Conception of Human Beings

I approach the human in the phrase human rights in terms of a wholly naturalistic conception of humanity. That conception takes human nature as biologically understood. It eschews supernatural explanations, whether theological or metaphysical. To be sure, human nature biologically understood guarantees nothing in a political way or otherwise in a value-driven sense. It entails nothing normative. Human rights, for example, cannot be derived from natural facts. That the genome of any one human individual can represent the genome of the species entails no moral norms, and the similarity of one person's DNA to another's entails no moral or legal obligations of one to the other.

A naturalistic approach to the human of human rights proceeds along several dimensions. Consider two. Consider the fact that all humans share the same genome. No one should be surprised if someone were inspired to give this fact a cultural overlay, perhaps in ways suggestive for the social construction of norms. For example, most human rights abusers identify their victims in terms of their membership in particular groups (religion, race, or caste, among others). In this context, the human rights idea could be advanced if at least some abusers come to realize that such memberships are in fact constructions. By contrast, the species-wide genetic identity of all individuals is not. To be sure, this biological "is" generates no normative "ought." But it opens up a human rights-friendly vantage point that will resonate with some people.

Second, cultural agreements on human rights can draw on natural emotional dispositions as a resource. That is, "natural" altruism can be fostered and institutionalized by cultural means, in various forms of socialization. Elsewhere I draw on research in neurobiology to suggest that mutualism and altruism are biological dispositions. They can be harnessed by various kinds of socialization. In this way they encourage sympathy and understanding for the idea of human rights. One kind of socialization, supported by a kind of "sentimental education" found in European intellectual history, encourages solidarity. It could buttress rationally motivated practices of solidarity based on human rights.

To be sure, some emotional dispositions are incompatible with human rights thinking. And most dispositions are complex enough to go in more than one direction. For example, sympathy for one's own tribe hardly entails barbarism toward other tribes—but it could serve such a basis. Where dispositions are compatible or even supportive of human rights thinking, they provide a standpoint—an internal standpoint, not imposed from outside—from which to identify human rights abuses. They provide a standpoint for identifying these abuses as they occur in behavior allowed or even encouraged in other areas of the same religion, culture, or tradition.

Such dispositions will never do the work that human rights advocates might hope for. Nor will another possible resource for advancing human rights thinking that I mentioned earlier: prudential reciprocity. But the fact that a particular resource cannot guarantee success, or that it might be deployed contrary to human rights, is a fact about the limitations of resources. To abandon resources if they cannot guarantee success, or guarantee against misuse, would be self-defeating.

Human Rights Advanced Through Persuasion, Not Coercion

Because human rights, like all moral norms, are social constructions, they can only be valid for their addressees if those addressees freely, self-reflexively come to embrace them. A free embrace is truly free only if it occurs not only at a communal level but at the level of individual members as well. Embracing human rights in this way requires institutionalized socialization. If these norms become entrenched in a community's social institutions—such as the legal order and public education—they in turn reinforce the development of individual human rights personalities. They will do so by socializing people into a solidarity based on the mutual expectation: local participants grant themselves human rights, and they mutually recognize each other's self-grants. Some cultural and psychological processes of cultural socialization offer resources here. For example, socialization into assertive selfhood is a cultural and historical process that endows addressees with the psychological wherewithal and self-confidence to claim human rights for themselves.

Socialization into assertive selfhood does not entail homogeneity. It does not lead to homogeneity as a homogeneous identity shared by all members of a political community. It generates no homogenizing, universally shared belief in some particular cultural construction of "human nature." It requires no world state unifying the plethora of competing cultures any world state would encompass. (I evaluate the idea of a world state, and alternatives to it, in the Coda.) On the contrary, members of a highly individuated society are integrated through "difference" rather than "identity." Georg Simmel showed as much more than a century ago. Social integration in complex modern societies involves individuals constantly weaving themselves into multiple "webs of affiliation" through interaction with members of a range of different social groups. Webs raise awareness for the interests and feelings of others as "others" and, despite all their differences, both group-based differences and differences among individuals. Simmel shows that webs of affiliation increase difference among persons rather than decreasing it. The individual increasingly differentiates him- or herself as the number of affiliations increases.

Someone socialized into assertive selfhood acquires the capacity to author his or her own human rights. To claim rights is the first step toward eventually gaining them, and assertive selfhood both reflects and motivates this moral autonomy. The human rights project facilitates the development of a personality structure of assertive selfhood. That project is one of collective political action. As such, it is one more resource for helping individuals develop assertive selfhood and a human rights personality. In part, the individual develops by recognizing others in their self-granting activity. And he or she develops by collectively challenging nation state- authorities to recognize and respect the self-granted human rights. This book is an extended argument for developing these kinds of activities, collectively, in a human rights state.

A human rights state would remedy the topsy-turvy world of rights that Brecht captures so well in Flüchtlingsgespräche. One element is the participant with his or her human rights personality able (in concert with others) to authorize and grant him- or herself human rights independently of a nation state's legal and political institutions. Such a personality is not necessarily "based on inner consistency, rational insight into the primacy of moral norms as well as a high level of self-reflexivity" (Wolfsteller 2014:496). A pragmatist approach can work with the cognitive and moral inconsistencies of real human beings. A localist approach is sensitive to the "historical specificity of political events and institutions" (ibid., 496). It is attuned to the power that inflects social institutions and relations.

Brecht makes the point that humans do not possess rights independently of nation states. He makes the point that nation states not individuals determine who is worthy of legal status, deserving of rights. He employs the Marxian trope of people reduced to behaving like things and things elevated to behaving like people: the person is reduced to an epiphenomenon of a formal document issued by a nation state. The passport, not the passport bearer, has status and influence on the border between two states.

But the point is not that laws are bad as such but that good law is law that serves human beings by empowering them rather than abusing human beings by excluding them from legal status. The notion of the human rights state is a way to solve the problem that Brecht captures in the case of the exile, the refugee, and the stateless person. And the device of the human rights state solves the problem for citizens of nation states that do not recognize human rights as well. For the idea of a human rights state is the idea of transforming nation states that do not recognize human rights into ones that do. Transformation proceeds through the political advocacy of common people who together would form a particular human rights state. The ultimate goal of political advocacy is a type of juridification just the opposite of Brecht's topsy-turvy world.

The ultimate goal is for these self-granted human rights to find recognition by nation states. They need state recognition to realize their aspiration to stable, consistent, and permanent validity that is effective in practical ways. The goal of juridifying human rights within a nation state (a topic I return to in the Coda) is the opposite of fetishizing law to the detriment of humans. Juridified, human rights will do the most to help people at the bottom of social hierarchies and oppressed minorities and socially marginalized groups to find or create protection from mistreatment. Activists who deploy human rights as a moral language to win for themselves the human rights they want is a primary step along this path. The ultimate step, to be reached in the distant future and only after much hard work and not inconsiderable good fortune, is to win, in part through the role played by the human rights state advocated in this book, human rights within a nation state.

Toward a Universal Embrace of Human Rights as a Contingent, Historical Achievement

To locate the validity of human rights in their addressees rather than in some global institution (if not in some otherworldly source) might seem to forfeit the aspiration of human rights to universal validity. But I argue that universal validity so construed does not forfeit that aspiration. I argue that it circumvents the metaphysical limbo of intractable debates over nature, source, contents, and entailments of human rights. That limbo generates puzzlements, not answers. It offers no techniques for application in the field of advancing human rights across national borders and across the globe. In fact, it works against the human rights project by leading to positions that exclude some groups of people from human rights.

Approaches across a wide spectrum of understandings of social justice all deploy exclusion as one means of identifying those who qualify for social justice or fuller forms of social justice. Consider five examples. The sociological theorist Niklas Luhmann (1998:1023) asserts that two people who are cognitively unequal—because one can reason better than the other—are, as a consequence, morally unequal as well. He who reasons better is, by virtue of superior reasoning, better able to guide his life by the normative principles of human rights. For the most prominent theorist of political liberalism in the late twentieth century, John Rawls (1993:41, 70-73), "outlaw regimes" exclude themselves from the rule of "reasonable and just law" and are justly vulnerable to intervention by liberal peoples. Jean-François Lyotard (1993:135, 141-142), who defines postmodernism as a "fatigue with grand narratives," regards freedom of expression as the single most fundamental human right. Man excludes himself from this right until he frees himself from "his animal nature" by subjecting himself to the civilizing formation of culture. Amitai Etzioni (2010), a prominent advocate of communitarianism, identifies people within liberal democratic communities who exclude themselves from human rights, indeed from all normative insight, because they are mentally ill or incline to the ideological distortions of popular culture or of fermented liquors or other chemical substances.

By contrast with these various approaches, my social-constructionist method follows alogic of inclusion. It renders human rights more accessible than anything offered by these alternatives. Social construction can do so because it allows local participants, by their own best lights, to develop human rights, and to do so locally. One chronic barrier to advancing human rights—abiding differences within and among communities, traditions, economies, political regimes, and ways of thinking—falls away for a method that begins locally and expands outward toward partial overlaps with other locally originating projects for human rights.

For what could be more inclusive than recognizing the human rights project as one in which, in principle, any person, anywhere, at any time, can participate? A project of potentially universal participation is a project of (socially constructed) universal content, a project of (socially constructed) universal validity—universal at least in potential. But this universal project is not universal because it is in any sense otherworldly. On the contrary, it advances human rights in ways entirely this-worldly. This-worldly are social constructions that can be undertaken by the participants themselves. Participants first need to be persuaded that they are capable of authoring their own human rights. Then they need to mutually recognize, within the group, their self-granted rights. At that point participants seek to expand those rights into the corresponding nation state. Self-authorship and expansion outward proceed through persuasion, not coercion. Persuasion takes many forms. This book emphasizes socialization, especially different types of education.

Participants Need Not Agree on All Aspects of Human Rights

Persuasion to freely embrace human rights does not require participants to overcome all their differences in belief and perspective. Complete agreement is empirically unlikely anyway, given the sheer complexity of the human rights idea. It is doubtful given the deep interpretability of so many of its terms and presuppositions. More important, persuasion need not place hurdles in the way of adherents of very different traditions who nonetheless might be persuaded to embrace one or the other idea of human rights. I agree with the spirit captured in a well-known characterization of the various members of the committee that drafted the United Nations' Universal Declaration of Human Rights: "we agree about the rights but on condition no one asks us why" (Glendon 2001:77). Agreement on some rights, in some applications, is enough to make progress; agreement on possible foundations is not necessary.

My project is not motivated by some prior commitment to human rights. It begins with the bare idea of human rights, at first quite indeterminate in meaning. Nor does it start with some agreed-on basis for human rights. It couldn't because the idea of human rights, as long as it is indeterminate in meaning, cannot involve bases. My project is guided by a pragmatic imperative for desired results. The pragmatist goal is not for everyone to agree on a foundation for human rights; the goal is for participants to be able to freely embrace and practice human rights on whatever basis, directed by whatever theory, given whatever presuppositions. This approach generates commitment rather than presupposing it.

Drawing on the spirit of a social scientific account of human rights, I do not believe that a commitment to human rights must be grounded in anything further than an intuition about justice, an interest in justice, a motivation to do justice. I do not believe that ultimate justification for people's normative convictions need lie outside and beyond human imagination and agency. Entirely unnecessary is divine intervention or metaphysical landscape, in either case waiting to be discovered by special minds. I seek a view compatible with social science, one that views human rights as something made not found. Social construction is such a standpoint. It investigates the ways that humans invent their normative grounds and have always invented their normative grounds. It assumes that any normative grounds whatsoever can only be invented by particular groups in particular cultures and contexts over time, usually modified and remodified and reinterpreted by successive groups as long as those norms have current purchase and have not become relegated to no more than an entry in history books. From a social scientific perspective, when it comes to practical guidelines for moral behavior—including human rights-oriented behavior—humans can rely on nothing but their own collective constructions.

All addressees of any human rights whatsoever can and should participate in the articulation, interpretation, and deployment of human rights. Doing so involves constructing, discussing, interpreting, and vernacularizing the human rights idea. It is the work of ordinary people, in democratic communities as well as in nondemocratic communities, influencing public culture. As I have already emphasized, participants are unlikely to agree on all points. They are more likely to generate a range of variation in their understandings, definitions, interpretations, and ideas about deployment. But consensus is not necessary for participants to form a group that is coherent in its self-understanding and adequately motivated. These very differences, generated by the participants themselves, are signal aspects of a self-determining political community that recognizes as legitimate both the process and the nonconsensual outcome. A process involving free expression and free association is, of course, much easier to realize in democratic communities. But sometimes it can also be possible in some nondemocratic communities. It does not require that all political communities be the same. It does not presuppose a world community. It does not undermine the current world system of nation states. But it certainly challenges all nation states from a human rights perspective.

Disharmony and disagreement can, in some cases, be useful and productive. The human rights project, like any nondogmatic normative project, must be fallibilistic, hence an open-ended quest, anticipating a more just world to come even as it can never completely or quickly realize that which it anticipates. For reassurance and guidance as to what rights are and justice is (rather than to anything not socially constructed), this project can only refer to humans themselves, not to gods or transcendental principles.

To be sure, it always matters a great deal if participants disagree about how best to identify, define, and apply human rights and about how to reconcile competing rights. (Thus Chapter 8 argues against construing democracy as a human right but is open to working alongside other human rights advocates who insist that democracy must be a human right.) The human rights project makes progress wherever participants can forge overlaps among competing belief systems. It achieves progress with each enlargement, however limited, of overlapping beliefs and commitments to human rights. Andrew Koppelman (2014:380) well grasps this point:

People with different metaphysical assumptions can and sometimes do converge on the same principles of human rights, but each of them gets there by reference to her own comprehensive view. This is what John Rawls had in mind when he argued for an "overlapping consensus" on the principles of political cooperation. In an overlapping consensus, [participants] may disagree about the ultimate foundations of the political principles that govern them, but they agree upon the principles, those principles are moral ones, and they are affirmed on moral grounds.

The Human Rights State

Human Rights as Social Construction ends with a proposal for a "human rights state." It seeks to replace the nation state with a human rights state. By contrast, The Human Rights State does not propose an alternative to the nation state but rather its modification, namely the diminution of its territorial sovereignty to an extent necessary to make human rights possible as a domestically anchored institution, indeed as an aspect internal to its national constitution. This shift has two motivations. First, replacing the nation state with an alternative is exceedingly unlikely empirically. Correspondingly, doing away with nationalism (as Human Rights as Social Construction proposes) would be more difficult that modifying nationalism into a human rights-nationalism (which The Human Rights State attempts). To be sure, only some nation states might be capable of this modification, and such a development would represent a great advance in the human rights project even if that development were hardly universal. Second, the nation state need not intrinsically preclude human rights if it can be modified in the extent of its sovereignty. So The Human Rights State views the nation state, and several of its core features, as resources for advancing the human rights project, if those features might be modified in various ways, many of which I detail throughout the book.

In this book, by human rights state I mean a metaphorical polity constituted by interested, self-selected members of a corresponding nation state. Members constitute themselves as a human rights state by authoring their own human rights and mutually recognizing that authorship among themselves. A human rights state seeks to advance a free embrace of human rights in the corresponding nation state. It seeks to advance human rights as an internal feature of the nation state, in short, to encourage local political and legal systems to generate domestic legal obligations to abide by human rights. By way of introduction to this notion, I first distinguish a metaphorical human rights state from the state and the nation state. Then I sketch the tense relationship between a human rights state and the corresponding nation state. Finally, I characterize the human rights state in terms of practical strategies toward justice without borders.

A Metaphorical Human Rights State as Distinguished from the State and Nation State

By metaphor I mean a polity of the imagination, a polity without territorial component because it exists in the minds and behaviors of the participants. They practice their self-granted human rights among themselves as a model and example for the corresponding nation state. While one cannot be a member of a metaphor, one can be a member of a political initiative or social movement, one guided by principles. I do not advocate a metaphorical understanding of human rights; I advocate metaphor as a device for practical effect. I propose a metaphorical understanding to be realized in the world, in relation to a state.

Neither political institution nor legal system, a human rights state constitutes a critical moral standard. As a critical moral standard, the human rights state is more than an idea; it is political initiative. Its makeup is unusual: activists united in promoting human rights within the corresponding nation state, activists who mutually recognize each other's human rights, activists who practice human rights among themselves and in their relations with others. It is a social, indeed political, organization that displays patterned behavior and is guided by certain rules.

By state, as distinguished from a nation state in particular, I mean an apparatus primarily bureaucratic-administrative: the legally defined organization of divided powers and formal procedures for deciding everything from political representation to public policy to tax collection. By contrast, a nation state embraces the pre-political solidarity generators of blood and ethnicity, or language and religion, or beliefs about a shared fate, or some combination, perhaps with other generators as well. The correspondence between a territorialized state and a population geographically bounded defines membership in a nation state. That correspondence constitutes a "nation." Many members belong to a particular nation on the basis of their territorial nationality. To belong means not only to identify with that territory, individually and together with others, but also, in some cases, to derive specific rights and duties from it. Inclusion in a nation always entails the exclusion of nonmembers.

A human rights state aspires to global institutions that leave a great deal of administrative and other matters to sovereign states, while internationalizing the recognition and defense of human rights even against offending sovereign states. A community of human rights states (which I sketch in the Coda) could one day culminate in the creation of global institutions that would leave a great deal of administrative and other matters to sovereign states but that would internationalize the recognition and defense of human rights.

The Tense Relationship Between a Human Rights State and the Corresponding Nation State

Ideally there would be one human rights state corresponding to each nation state in the world (or corresponding to other forms of governance where the nation state is not the primary locus of power, such as tribes or corporations). But the possibility of even one human rights state does not require that every last state embrace human rights.

A state that already observes human rights is not itself a human rights state. Such a state does not need a human rights state precisely because it already observes rights. The human rights state is a means to encourage a nation state to adopt these rights.

I imagine many different human rights states. Each would have its particular membership. Each, its distinct range of understandings of human rights. Each, embedded in its local cultural contexts. Each, a critical moral standard by which to measure the corresponding nation state with respect to human rights recognition and adherence. Thus the members of any particular human rights state do not include all of humanity. But if all nation states embraced the human rights advocacy of the corresponding human rights states, all of humanity would be members of a human rights community.

A human rights state stands in tense relation to a nation state. Tensions persist between a nation state and a human rights state as long as the nation state resists the human rights state's efforts to get the nation state to adopt cosmopolitan human rights as one of its regular, internal, domestic features.

A given human rights state is formed primarily of citizens of a corresponding nation state, and a given human rights state stands in the greatest tension with a corresponding nation state that rejects human rights altogether. Citizenship in the corresponding nation state is no requirement for membership in the human rights state. But for practical reasons most members of the human rights state likely will be citizens of the corresponding nation state.

The Human Rights State in Terms of Practical Strategies Toward Justice Without Borders

I support my proposal for human rights states with an array of practical strategies of solidary groups within a nation state seeking to diminish nation state sovereignty to the extent necessary for human rights to become valid across and despite national boundaries. I sketch these strategies in the chapter-by-chapter overview below.

To be sure, a human rights state cannot deliver anyone, or any nation state, directly from the myriad, often-intractable problems of modern political community. It cannot create conflict-free political communities or untroubled trans-state relations. It cannot end the constant need for social, political, and legal struggles, or for negotiations and compromises at all levels of political community. But it can contribute to making human rights more widely available in a world of nation states. It can do so even as it implies no single modality of membership in political community, nor a uniform one. It contributes to an abiding aspiration of a realistic utopia of universal human rights.

That utopian vision begins with the hunch that human rights can be a mundane, everyday political movement of ordinary persons in many places (if not everywhere equally, and not at all times). To be sure, some political environments make human rights advocacy very dangerous; others suggest its utter futility. This book works this hunch into an insight by reimagining state sovereignty as compatible with sovereignty-defying human rights. It decouples the having of rights from the territory that today is generally the condition of having rights. It displaces to the individual the bordering functions of the nation state. The ultimate goal of what could eventually become an international movement of human rights states is justice without borders, an aspect of universal justice. This book adumbrates elements of one path to that goal. But justice without borders is not a world without borders. It is a world of borders modified to permit human rights within nation states.

Chapter-by-Chapter Overview

The three chapters that make up Part I develop key features of a human rights state. Chapter 1 urges an idea of human rights that members of a group would grant to themselves within or alongside a particular nation state. Chapter 2 frames human rights as deterritorialized in a way historically unprecedented: they would obtain in the person of a human being rather than, as now, because he or she happens to stand on a particular territory that happens to embrace human rights. Chapter 3 renders human rights, now reconceived, as a protective boundary displaced from the nation state to the human body.

Consider now each of these chapters in detail. Chapter 1 develops the notion of a human rights state along six dimensions: first, as a metaphor; second, as plural in number, with different human rights states overlapping with each other; third, each human rights state is capable of constructing human rights as "status functions" with "deontic power"; fourth, these functions and powers effectively deterritorialize human rights; fifth, each human rights state exists alongside a corresponding nation state and alongside international organizations; finally, different human rights states together form an international political community, not a world state but a kind of Kantian federation.

Chapter 2 unfolds one of the ways in which the members of a human rights state constitute it. It displaces the locus of rights from national territory to individual participants. This chapter transfers the basis of human rights from national, territorial belonging to human action and political performance. Then it explains how individuals would be motivated to participate in a human rights state. Third, it explicates participation in part as the donning of a "human rights backpack." It ends by analyzing citizenship in a human rights state as the nonformalized power of its participants, a power not tied to the nation state.

Chapter 3 examines the failure of territorialized citizenship to protect against enslavement and the nonterritorial alternative. Then it considers the single most important route to diminishing slavery—namely, reducing poverty—and considers various difficulties involved in poverty reduction. To facilitate progress in the face of these difficulties, it develops a procedure parallel to the backpack of Chapter 2. It proposes construing the human body (and the bodies of slaves, in particular) as analogous to political territory and it proposes displacing boundaries from nation state to the body of the human rights bearer. It proposes construing the body as its own bordering capacity. It deploys this model by criticizing nation state territory that cannot or does not prevent slavery. It criticizes nation state territory on the basis of a different kind of territory: the moral territory of the self. It then works out three respects in which the body as symbol challenges nonprotective citizenship. And it shows how this model can internationalize domestic opposition to slavery.

Three chapters compose Part II. They deploy the metaphor of a human rights state as a politics of persuasion, not coercion. They deploy this metaphor in three widely divergent venues: Chapter 4, in a university curriculum; Chapter 5, in post-authoritarian Eastern Europe; Chapter 6, in the rapidly developing digital technology. In greater detail: Chapter 4 explores ways in which Western youth at university can develop and deploy thinking about human rights as a cognitive style. A cognitive style oriented on human rights rests on two presuppositions: that human rights are social constructions and hence that they are morally relativist and perspectival. The chapter shows how human rights, in terms of a cognitive style, might approach the practice of child labor in general and child-labor-encouraging aspects of poor agrarian communities in particular. Then it specifies normative bases of a human rights style, bases that emerge from its analysis.

Chapter 5 turns to informal, political education in the newly democratizing countries of Eastern Europe. Emphasizing the importance of path dependency for the possible success of a civic education driven by a human rights cognitive style, it analyzes the role of several institutions in developing potential for a human rights culture. First it develops an approach to human rights advocacy by building on the notion of cognitive style introduced in the previous chapter. Then it situates that notion in the context of civic education. Third, it considers forms of civic education toward encouraging active civic participation. Finally, it sketches three models that deploy this approach in diverse educational settings in liberalizing communities today.

Chapter 6 extends the concern with how the human rights project can be advanced by examining the human rights potential of uncoupling, in cyberspace, the individual's social and political identity from his or her social and political voice. First it identifies the Internet's general potential to advance human rights, as well as some of the problems that discourage that potential. In particular, the Internet can advance the cause of human rights by changing civil society by means of digital abstraction from human bodies and national borders. It can advance human rights also by facilitating critical public opinion. The chapter then limns the parameters of possible Internet contributions to the human rights state. The last section examines the intersection of culture and nature in digital technology.

Part III, made up of the last three chapters, addresses several of the challenges faced by the human rights state. Chapter 7 asks: How can someone swear allegiance to both a national identity and the cosmopolitan identity of human rights? Chapter 8 asks: If democratic communities are distinctly friendlier toward the human rights idea than are nondemocratic communities, is democracy itself a condition for the possibility of human rights—in a world much of which is decidedly nondemocratic? And Chapter 9: Can human rights ever be advanced through humanitarian military interventions, even in cases of grave human rights abuses?

Consider each in greater detail. Chapter 7 rejects arguments that regard human rights and patriotism as somehow naturally or internally compatible. It combines the conviction that human rights require a political, territorial space with the conviction that motivation in political community is unlikely absent emotional affect. It combines these convictions by making the human rights point of view integral to a citizen's point of view as a citizen. It does so first by developing human rights patriotism as a politics of metaphor that, second, leads to a transnational patriotism that, third, is a constitutionally supported attachment both national and cosmopolitan.

Chapter 8 shows how the rule of law advances human rights globally more effectively than democracy. It shows that, however ambitious it is in some nation states, it is less ambitious than the development of democracy. To determine what might best be constructed locally as a human right, it proposes the capacity of the candidate norm to be freely embraced by its addressees. It then argues that the rule of law is the better alternative to constructing democracy as a human right. Third, it examines the noncosmopolitan quality of democracy, as well as the rule of law and the possibility of self-determination even in the absence of democracy. Finally, toward advancing the human rights project, it proposes the legalism not of democracy but of the rule of law.

Chapter 9 asks: From a human rights standpoint, what conditions of brutality and oppression justify coercive intervention in a sovereign nation state? To answer this question it addresses the goal of humanitarian intervention as well as the paradoxical status of state sovereignty. Then it argues that sovereignty is necessary for human rights and suggests a realistic understanding of state sovereignty in the context of humanitarian intervention. It then advocates a human rights minimalism, one neither value neutral nor nonpartisan: the minimalist goal of intervention is to stop the killing, nothing more. For intervention cannot do the work that only domestic politics can do, including the work of a human rights state. The chapter argues for unilateralism rather than multilateralism in most cases. It finds no universal a priori responsibility to protect.

A brief coda sketches one urgent area for future work: the problems and prospects of a community of nation states, each member having constitutionalized human rights domestically. An association of members sharing a domestic commitment to human rights revises contemporary notions of both national sovereignty and political territoriality. And, not least, it reworks the normative grammar of statehood in terms of domestic cosmopolitanism.

Yale Interdisciplinary Center for Bioethics 2016

RESEARCH PROJECT TITLE 

“Human Nature as Cultural Design: The Political Challenge of Genetic Engineering”

 DESCRIPTION 

As a Yale-Hastings Visiting Scholar in the summer of 2016, I will develop, and discuss with my fellow scholars in Hastings Institute (Garrison, N.Y.) and at Yale, an initial draft of the core idea of the first three chapters of a book manuscript titled “Human Nature as Cultural Design: The Political Challenge of Genetic Enhancement."

The manuscript develops a reciprocal, co-constitutive relationship between biotechnology and the legal and moral norms of liberal democratic political communities (and considers possible relationships in some kinds of non-democratic communities). Ideally, such political communities would respond dynamically to changes in the environments created by advances in biotechnology. Ideally, they would do so in line with moral norms and positive laws animated by a new kind of moral thinking, one fitted to a biotechnological age: moral and legal norms that are dynamic not static, relativist not absolutist. A political community’s on-going evaluation of different forms of genetic engineering might then be accompanied by a different form of engineering, engineering of a normative kind, a new kind of normative thinking, one that meets the political challenges of genetic engineering.

I imagine a new kind of normative thinking in place of the current normative impasse in thinking, where no particular understanding of the proper goals and functions of genetic engineering can provide guidance beyond this or that sliver of cultural preference. That is, normative guidance is hard to come by given that no community today shares a single conception of what might constitute desirable genetic manipulations. Any given framing of the “enhanceable” human being —— from body to mind, from mood to moral capacity —— is embedded in particular cultural understandings. To be sure, some of those understandings are dynamic not static. For example, different human conditions can be “medicalized,” that is, transformed into treatable disorders, treatable within the purview of a particular system of health care and thus justified within it. A different form of dynamic framing within health care: the libertarian or neoliberal notion that whatever a physician and a patient can negotiate between themselves as medical treatment viable for them, even if rejected by others, as elective enhancement, not medically indicated therapy. 

Both forms of dynamic framing within health care offer analogies for dynamic framings of genetic enhancement. I envision a different form of dynamism, that of a continually developing, principled path of thoughtful, rational deliberation toward framing an evolving, consensually held understanding of the proper domain of the practice of genetic engineering and genetic therapy (the hard part). Consensually held understandings would replace particular conventions that can provide no better justification than convention for how best to understand biomedical developments and possible practices. Consensually held understandings would also expand the critical examination of professional practices from internal to both internal and external.

The idea of humankind directing, politically, the course of its own evolution does not necessarily mean taking control of the species’ genome. It could mean taking control of the socially constructed cultural environment in which genetic enhancement takes places. That is, the human gene pool is not well conceived as a non-renewable natural resource vulnerable to exploitation, pollution, purification, diversion, or exhaustion. Perhaps the best way to approach the political challenge of genetic engineering is to focus on the perennial political tasks of maintaining, developing, and protecting mutual respect, good will, and tolerance for some kinds of difference, and beyond that, political communities of justice. The intractable question -- is there a human nature and, if so, what it might be? -- is then the question of what constitutes human well-being, just social arrangements, as well as individual and collective virtue. It is, in short, the question: not, What is our nature? But rather: What do we humans (beginning with those privileged to be part of the debate), as we aspire to just communities (conceived in a variety of ways), want our nature(s) to be?

WORK PLAN

I plan two weeks researching, writing, and discussion toward a first draft of each of three dimensions of the political challenge of genetic engineering. That is, human nature as cultural design weakens the nature/culture distinction (chapter 1), renders genetic engineering a specifically political act (chapter 2), and calls for new thinking on legal regulation, within and across national boundaries (chapter 3)? 

Chapter 1, key questions: To what extent might genetic engineering emancipate humanity from some of its evolved characteristics? To what extent might the modifiers in effect rob genetically modified persons of individual autonomy, personal freedom, and moral equality with others? How might genetic engineering further human reason, individual autonomy, and democratic deliberation —— if at all? To answer that question, must a political community commit to a possibly problematic individualism, or to a conception of traits worthy of preservation, if not enhancement?

Chapter 2, key questions: How must social and political environments change, how must they be re-configured, for political communities where genetic engineering becomes part of a process toward the political self-realization of the individual? Is genetic chance —— freedom from genetic manipulation —— a psychologically, culturally or legally necessary precondition for contemporary liberal conceptions of individual freedom? Or, on the contrary, is genetic choice —— freedom to engineer —— a possible spring of individual freedom? These are not questions of natural science; they could be moral questions; I pose them as political questions. 

Chapter 3, key questions: Can the social construction of social norms not only respond to biotechnological developments but in some way also guide them? In a liberal democratic society, can public debate and other forms of citizen participation contribute to the formulation of regulation in the way issues are framed normatively and resoled legally? What general principles might direct the regulation of genetic engineering: Principles such as freedom from engineering where engineering might undermine individual freedom, and freedom to enhance where enhancement might facilitate social, political, and legal freedom?

Seminar Planned in Shanghai and Hong Kong 2017

University of Texas at Austin Ÿ Summer Session 2017 Ÿ Fudan University, Shanghai

SEMINAR-IN-PLANNING

US-CHINA RELATIONS IN SHANGHAI & HONG KONG <syllabus-in-progress>

Professor Benjamin Gregg

GOV 360N

No country will figure more prominently in America’s future than China; the American-Chinese relationship has become the single most important bilateral relationship in the world today. Now the world’s second largest economy, and growing, China has emerged as a great military and political power and geopolitical rival to the USA. Not surprisingly, China’s rapid rise has generated considerable debate in the United States over how best to respond. Should Washington seek to contain Chinese power or, alternatively, concede that China has already become the world’s other superpower? At the heart of this debate are conflicting judgments about China’s intentions and capabilities as well as about America’s goals and actual power. The current debate is similar to the Cold War debates about how Washington should deal with China. In the early 1950s, Washington sought to contain and isolate China. In the 1970s, it reversed course and looked for ways to strengthen its ties. Many of the choices and trade-offs that Washington weighed in the past are again in play. The seminar closely examines some of those choices.

            It focuses on some of the key sources of American foreign policy toward China, just as it considers how Chinese leaders view the United States. It explores issues of particular concern to both governments today (particularly Taiwan, Japan, North Korea, and the South China Sea). To place Western engagement with China in historical perspective, the seminar begins with the Opium Wars of the nineteenth century. To explore the possibility that there is more than one model for China’s future, students spend a week in Hong Kong, with three lectures by Hong Kong scholars whose analyses differ from those of the Chinese government and the three lectures by Shanghai scholars. Comparisons between the authoritarian government in Beijing and the surprising degree of political liberalism in Hong Kong allow for a more nuanced approach to possible trajectories of Chinese politics, and of US-China relations, in the twenty-first century.

            Further, field trips in Shanghai and Hong Kong offer students a quotidian, street-level appreciation of some of the changes afoot in contemporary China along economic, political, and social dimensions. We visit the American Consulate in Shanghai for discussions about the American government’s mission in China as well as for information on a possible career in the diplomatic core (several members of the Consulate are alumni).

            Finally, in both Shanghai and Hong Kong students may use their free time to make private day-trips via train (e.g., from Shanghai to Hangzhou and/or Suzhou, or to Beijing; and from Hong Kong to Macau and/or Shenzhen).

            At our Shanghai base, supplementary classes on Chinese history and society, as well as on basic aspects of the Chinese language, enhance students’ overall understanding. 

REQUIRED READINGS:

Ÿ Orville Schell and John Delury, Wealth and Power: China’s Long March to the Twenty-First Century (Random House 2014)

Ÿ Susan Shirk, The Fragile Superpower (Oxford 2007)

Ÿ David Shambaugh, China Goes Global: The Partial Power (Oxford 2014)

Ÿ Hugh White, The China Choice: Why We Should Share Power (Oxford 2013) 

The following readings are available on our seminar’s Canvas site:

Ÿ Robert Art (2010), “The United States and the Rise of China: Implications for the Long Haul,” Political Science Quarterly 125:359-391

Ÿ Kenneth Lieberthal and Wang Jisi (2012), “Addressing U.S.-China Strategic Distrust,” Thornton China Center at Brookings

ŸEmilian Kavalski (2014) “Chinese Normative Communities of Practice: Comparative Study of China’s Relational Governance of Africa and Central Asia,” in Xing, Li, and Farah, Abdulkadir Osman, eds. International Political Economy of New Regionalisms Series: China-Africa Relations in an Era of Great Transformation. Farnham, UK: Ashgate

Ÿ Chen Wenjie, David Dollar and Heiwai Tang (2015), “How Similar is Chinese Investment in Africa to the West’s”? The Brookings Institution. August 18 

EVALUATION: Students must complete all readings listed on the syllabus, attend all course sessions without exception, and participate in all field trips. A student’s final grade will be the average of three essays, each five to six double-spaced pages, adjusted for quality of class participation. All essays must be submitted via Canvas upload, on time. Due dates to be announced during the first week of seminar.

QUESTIONS AND ANSWERS FOR STUDENTS AND THEIR PARENTS

What academic needs does this program meet?

This seminar offers itself to any student interested in international relations, comparative politics, globalization, and/or China in particular. It meets the needs of students interested in the single most important bilateral relationship in the world today; it exposes them to one of the world’s major powers, cultures, economies, and its long history and centuries-old engagement with the West.

How does this seminar fit Departmental and University goals of exposing students to international experiences? 

The College and Department stress the importance of students’ understanding of major contemporary globalizing phenomenon, among which China’s development into a world economic, military, and political power are prominent. These factors render the US-China relationship the single most important bilateral relationship in the world today. Our seminar demonstrates the relationship between globalization and geopolitics; investigates the dramatic change within China since 1978; and analyzes the emerging rivalry between China and the USA on multiple fronts, including the robust competition between the “Washington Consensus” and the “Beijing Consensus” with regard to models of development in the Third World in the twenty-first century.

Why China? Why Shanghai and Hong Kong in particular?

1. GEOPOLITICAL RIVALY BETWEEN USA AND CHINA: The seminar examines the recent development of China into world’s second largest economy (and growing), and now into a political super-power with strategic interests in Asia and Africa that compete directly with American interests. The overseas program exposes students to two very different sets of local Chinese perspectives on a range of key issues. These perspectives are not readily available in the USA in the way in which they are available on site, where students can question their interlocutors face-to-face, in real time. I refer to perspectives of the Chinese government, which we examine in Shanghai, and alternative indigenous perspectives, which we study in Hong Kong. Core learning goals include the student’s mastery of basic information; his or her critical thinking on international relations, developing a basic familiarity with China; acquiring a foundation in a crucial area of American foreign policy; and gaining an in-depth understanding of the most significant geopolitical issue of the twenty-first century. That issue is the heart of this seminar: the rivalry between the USA and China along economic, political, and social dimensions. This rivalry plays itself out between the two countries but in many other regions of the world as well (our course examines that rivalry in East Asia and in Africa, in particular).

2. DOMESTIC RIVALY BETWEEN MAINLAND AND HONG KONG: The terms on which Hong Kong returned to China allowed for limited, yet very real, democratization along with the continuation of social and economic legacies of the British colonial period. At the heart of the disputes over Hong Kong’s future: Can it be truly self-determining in a democratic sense or must it become just one more region within an authoritarian system? Hong Kong’s relationship to the mainland is related in some ways to Taiwan’s. In both communities, students observe a non-authoritarian Chinese alternative to the dictatorship held by the Chinese Communist Party since 1949. Beginning in 1978, the mainland has followed Hong Kong and Taiwan in integrating itself into the world market system. That integration inevitably poses major political questions to the Beijing leadership, including questions of both domestic and foreign policy. With regard to domestic policy: In what ways, and to what extent, does a capitalist system generate tensions within an authoritarian political system? With regard to foreign policy: the Taiwanese leadership views Beijing’s treatment of Hong Kong as a test case for how Beijing might treat Taiwan in the future. The USA has treaty obligations to defend Taiwan in case of attack; a mainland attack on Taiwan (to reunify it with the mainland), perhaps in response to a unilateral declaration of independence by Taiwan, would trigger American military involvement. Students will study these strategic interrelationships – directly relevant to America’s relations with China – on site, with local scholars (and, in the case of Hong Kong, scholars not beholden to Beijing).

3. SHANGHAI is China’s most populous city, with more than 24 million inhabitants; the global financial center of the world’s second largest economy; became historically significant when Europeans, Americans, and Japanese developed it into the financial hub of the Asia Pacific, a status it have achieved again since 1990s. As the most internationalized of any of China’s regions, Shanghai is more representative of China’s future relations with the USA than any other part of the country. No other Chinese venue is as well suited for American students to examine both the long history of American engagement in China and models for new forms of engagement in the new century.

4. HONG KONG, one of two Special Administrative Regions, has more than 7 million inhabitants within only 426 square miles, making it one of the world’s most densely populated cities. The British empire established is as a colony in the 1840s and ruled it until 1997. Today it is the world’s third most important financial center. It does not share the mainland’s political system and its independent judiciary inherited Britain’s common law framework. It enjoys a meaningful level of autonomy vis-à-vis the mainland (expect in defense and in foreign relations). It is weakly democratic, with a low level of political rights, but is nonetheless liberal in comparison to the mainland. Our visit offers students a passel of thought-provoking contrasts: one of the highest per capita incomes in the world, with a high Human Development Index, yet the largest income inequality among advanced economies. Given its unique political and social systems, Hong Kong relates to the West, and to the USA in particular, differently than does Shanghai and the mainland more generally. Hong Kong demonstrates some of the ways in which Chinese politics is not monolithic but rather contains competing visions of political and social organization, and for US-China relations, for the coming decades.

Uehiro Centre for Practical Ethics, Oxford 2017-18

Position: Visiting Scholar

Research Project: The Political, Legal, and Moral Consequences of the Human Species Taking Control of its Genome

More information to come

Masterclass on New Book 2015 Glasgow

Masterclass with Professor Benjamin Gregg on

“The Human Rights State”

20th May 2015, 10 am – 1.30 pm, Seminar Room at the Gilchrist Postgraduate Club, Gilbert Scott Building,

University Avenue, University of Glasgow, Scotland

Program:

10.00: Introduction of participants, chair: Dr Carole Baillie;

The Human Rights State: A Project for the Free Embrace of Human Rights

Author’s introduction to the book by Prof Benjamin Gregg.

10.20: Paper presentations and discussion of Section 1,

The Human Rights State: Politics through Metaphor

Chapter 1. Human Rights as Metaphor

Chapter 2. Human Rights in a Backpack

Chapter 3. The Body as Human Rights Boundary

Presentations by Anita Horn & René Wolfsteller.

11.05: Paper presentations and discussion of Section 2,

The Human Rights State through Persuasion

Chapter 4. Teaching Human Rights as a Cognitive Style

Chapter 5. Developing Human Rights Commitment in Post-Authoritarian Societies

Chapter 6. Digital Technology as Resource for the Human Rights Project

Presentations by Dr Claire Cassidy & Richard Georgi.

11.50: Coffee break

12.00: Paper presentations and discussion of Section 3,

Defense of the Human Rights State in the Face of Challenges

Chapter 7. Human Rights Patriotism

Chapter 8. A Human Right not to Democracy but to the Rule of Law

Chapter 9. Human Rights and Humanitarian Intervention

Presentations by Dr Awol Allo & Johannes Fahner.

12.45: Concluding discussion of the book,

Coda: A Community of Nation States Practicing Domestic Cosmopolitanism

Paper presentation by Ulisses Terto Neto.

13.30: The End.

Participants:

Presenters

Prof. Benjamin Gregg (UT at Austin)

Anita Horn (University of Zürich/St. Gallen)

René Wolfsteller (University of Glasgow)

Dr Claire Cassidy (University of Strathclyde)

Richard Georgi

Dr Awol Allo (London School of Economics)

Johannes Fahner (University of Luxembourg)

Ulisses Terto Neto (University of Aberdeen)

Discussants:

Dr Carole Baillie, chair (University of Glasgow)

Bethia Pearson (University of Glasgow)

Dr Matthew Waites (University of Glasgow)

Zuleykha Mailzada (University of Glasgow)

Yingru Li (University of Glasgow)

Gayatri Patel (Aston University)

Basak Baglayan (University of Luxembourg)

Book 2018 ::: Human Nature as Cultural Design

in preparation

HUMAN NATURE as CULTURAL DESIGN

The Political Challenge of Genetic Enhancement

Benjamin Gregg

.

Work-in-progress, accepted for review at CAMBRIDGE UNIVERSITY PRESS

.

For the first time since evolving 200,000 years ago, Homo sapiens sapiens may soon transform itself biologically, a development no less significant than Copernicus’ transformation of the geocentric world view or Darwin’s of the anthropocentric understanding of animal life. One aspect of transformation is irresistibly hopeful: making predictive genetics available to all persons so that all might avoid or minimize genetic risks; providing prenatal genetic modification to decrease disease-susceptibility, eradicate congenital disabilities and extend life-span. But a different aspect of transformation unnerves: like the Copernican and Darwinian revolutions, it forces us to re-evaluate our understandings of ourselves as human beings and our relationship to other forms of life on our planet.

Consider, for example, the prospect of genetically engineering human intelligence. And of the many questions that pose themselves, consider two.

First, is it ethical? The answer to this question depends on the ethics one invokes in answering it. Any answer is likely to involve one or the other of the many conceptions of human nature.

If “human nature” is something natural, such as an aspect of a wholly naturalistic understanding of the evolved species homo sapiens, then engineering any part of it, including human intelligence, is not unethical from the standpoint of natural science because natural science has no moral content, indeed no meaning whatsoever. 

But over the last ten thousand years, thisworldly nature has been interpreted non-scientifically again and again, for example from the otherworldly perspectives of religion and metaphysics. These perspectives invest nature with distinctly non-natural properties. The Book of Genesis, written in the 6th or 5th century BCE, invests the natural universe with divine design and purpose. From that perspective, engineering the human being may be regarded as violating a sacred design (but presumably only for those who share this very particular worldview).

Modern biology has no concept of what philosophers, theologians, and poets call “human nature.” Still, modern secular political communities, such as liberal democratic nation states, need to socially construct a range of human natures for purposes of social organization. Above all, one or the other notion of human nature can be useful in grounding the normative legitimation of a system of laws and to guide some forms of public policy.

For example, the German Constitution, Article 1, declares that “human dignity shall be inviolable.” The term dignity may be interpreted as allowing the engineering of human intelligence; it can just as well be interpreted as not allowing it. Either interpretation will base itself on a particular conception of human nature. That conception will be law not because it is true — propositions about nature can be true or false (as a matter of objectivity) whereas propositions about how people should be treated can be just or unjust (as a matter of intersubjective social construction).

In sum, whether it is ethical to engineer human intelligence depends on what ethical system one deploys to answer this question. There are many ethical systems in history, in the world today, and new ones no doubt will be developed in the future. All of these are incompatible with each other to various degrees, and agreement on any one is in principle possible, but exceedingly unlikely today. The basis of such agreement would be a political act of a global embrace of a particular cultural understanding, for example like the widespread conviction today that slavery is unacceptable on any grounds.

A second question about prospect of genetically engineering human intelligence concerns desirability. Again, any answer to this question depends on one’s particular point of view ( there are no “objective” or “neutral” standpoints here). From whom might it be desirable or undesirable? For the individual? For his or her community? For humankind? For the planet? In each case, both yes and no are plausible answers. For intelligence in any environment is double-edged: it has no inherent moral compass and can facilitate just behavior as well as unjust, decency no less than barbarism.

Consider the individual: greater intelligence means heightened capacity to imagine and realize goals — but could just as well damn the recipient to the continual frustration of a world that will not bend to his or her will. Consider the community: heightened intelligence promises a more productive, creative, and thoughtful populace — but could also result in more aggressive, selfish persons better able than unenhanced citizens to take advantage of fellow citizens. Consider humankind: might a species of greater intelligence better find its way to a peaceful world of just communities — or to an intellectual, social, and material “arms race” among competing groups? Consider the planet: would a species of higher intelligence be a better steward of the fragile planet it shares with other species — or one more rapacious, because its heightened intelligence unleashed heightened needs and the will to realize them even at the planet’s expense? 

This exercise merely shows the obvious: that the knife that can save a life can also take a life. Less obvious because necessarily hypothetical are unintended consequences. The very fact of their not being intended marks such consequences as risks. Some risks follow simply from the powerful, exceeding complex interdependencies of various variables. While some risks pay off, others don’t. Is heightened intelligence worth that risk? We cannot yet know.

Further, engineering costs money and, at least initially, only wealthy persons would be able to afford the enhancement. In this way, engineered intelligence would exacerbate existing social and economic disparities if, as seems likely, greater intelligence confers advantages in the various spheres of life in which people compete for advantage — spheres in which some are perpetual losers.

In short, whether it is ethical and desirable to engineer higher intelligence depends not on the heightened intelligence as such but on the complex weave of social, political, economic, cultural and ecological factors that compose human communities. These factors constitute the environment in which bearers of engineered higher intelligence behave. Consider just two factors: wealth and influence. Money is power and people struggle mightily against each other to gain more wealth and wield greater influence, both as individuals and as groups and as nation states. If, as seems likely, heightened intelligence confers advantages, at least to some recipients, at least some of the time, at least in some circumstances, one can imagine a socially destabilizing struggle to control access to it—a struggle with winners, losers, and “collateral damage.” But not necessarily.

I am currently writing a book titled << Human Nature as Cultural Design: The Political Challenge of Human Genetic Engineering >>. I argue that any estimation of the problems and prospects of human intelligence, whether engineered or not, will depend on some conception of human nature. If human nature is, as I argue, a social construction, the two questions I consider above will find quite a range of answers in a context of deep, intractable, and abiding disagreement both within communities and cultures as well as across different ones. Clearly the questions need creative thinking and analysis — and legislation on regulation —beyond anything any community or any belief system has yet produced.

I seek to answer these and many other questions in terms of a new, comprehensive political theory. I am guided by the following conviction. The idea of humankind directing, politically, the course of its own evolution does not necessarily mean taking control of the species’ genome. It could mean taking control of the socially constructed cultural environment in which genetic enhancement takes places. That is, the human gene pool is not well conceived as a non-renewable natural resource vulnerable to exploitation, pollution, purification, diversion, or exhaustion. And it cannot be preserved like a jar of raspberry jam: it has no edges, neither floor nor ceiling. Perhaps the best way to approach the specifically political challenge of genetic engineering is to focus on the perennial political tasks of maintaining, developing, and protecting mutual respect, good will, and tolerance for some kinds of difference, and beyond that, political communities of justice. The moral and political question — is there some kind of human nature and, if so, what it might be? — is then the question of what constitutes human well-being, just social arrangements, as well as individual and collective virtue. It is, in short, the question: not, What is our nature? But rather: What do we want our nature to be? What do we humans (beginning with those privileged to be part of the debate), as we aspire to just communities (conceived in a variety of ways), aspire to morally and what resources and dangers might human genetic engineering contain?

I imagine a new kind of normative thinking in place of the current normative impasse in thinking, where no particular understanding of the proper goals and functions of genetic engineering can provide guidance beyond this or that sliver of cultural preference.

Ethical to Genetically Engineer Intelligence?

http://www.hopesandfears.com/hopes/now/question/215463-is-it-ethical-to-genetically-engineer-higher-intelligence

Fulbright Professorship 2016 Austria

Johannes-Kepler-Universität Linz ▪ Sommermester 2016 

IDEOLOGIETHEORIEN

Blockveranstaltung im Mastercurriculum ▪ in deutscher Sprache

März, April, Juni ▪ Freitags

LVA 229.203 ▪ ECTS 3,0 ▪ SSt. 2,0

Fr  ▪  11.03.2016         9:15-11:45 &   12:45 bis 18:00  (mit Pausen)  BA 9909 / MZ 412A

Fr  ▪  08.04.2016                                 12:45 bis 18:00  (mit Pausen)  MZ 412A

Fr  ▪  22.04.2016         9:15-11:45 &   12:45 bis 18:00  (mit Pausen)  K269D / MZ 412A

Fr  ▪  03.06.2016                                 12:45 bis 18:00  (mit Pausen)  MZ 412A

Prof. Dr. Benjamin Gregg

▪ Fulbright–Johannes-Kepler-Universität Linz Gastprofessor ▪

University of Texas, Department of Government, 1 University Station A-1800

Austin, Texas 78712 USA

KOMMENTAR ▪Ziel der Veranstaltung ist es, das Phänomen der Ideologie differenziert zu beleuchten. Wir untersuchen sechs der einflußreichsten Ideologietheorien im Hinblick auf ihr Leistungspotential, die komplexe, moderne westliche Gesellschaft kritisch zu analysieren. Unsere sechs Theorien unterscheiden sich in vielerlei Hinsicht von einander alle aber befassen sich mit den praktischen Entstehungsbedingungen und Konsequenzen von Ideologien in einer Gesellschft; mit dem Einfluß gesellschaftlicher Faktoren auf die Entstehung, Verbreitung und Verkehrung von Ideologien; und mit der Implikation von sozialen Faktoren in Ideensystemen, die mit dem Anspurch auf Geltung, Wahrheit und Verbindlichkeit auftreten. Das Seminar ist als Einführung konzipiert und setzt keine Vorkenntnisse voraus. 

LITERATUR ▪

Sigmund Freud: Das Unbehagen in der Kultur ▪ Reclam ISBN 978-3-15-018697-8

G.W.F. Hegel: Einleitung zur Phänomenologie des Geistes ▪ Reclam ISBN 978-3-15-008461-8

Max Weber: Wissenschaft als Beruf ▪ Reclam ISBN 978-3-15-009388-7

Max Horkheimer / Theodor W. Adorno: Kulturindustrie: Aufklärung als Massenbetrug ▪ Reclam ISBN 978-3-15-019273-3

Karl Marx: Ökonomische und philosophische Schriften ▪ Reclam ISBN 978-3-15-018554-4

Friedrich Nietzsche: Zur Genealogie der Moral ▪ Reclam ISBN 978-3-15-007123-6

HINWEIS ZUR VERANSTALTUNG ▪Verpflichtend ist die Teilnahme an allen vier Seminartagen.

LEISTUNGSNACHWEIS ▪Für einen benoteten Schein: ein textanalytischer Aufsatz von 6 bis 8 Seiten in deutscher oder englischer Sprache, der eine bestimmte Fragestellung zu einem oder mehreren unseren Autoren kritisch und eingehend diskutiert. Abgabetermin ist der 18. August 2016 per elektronische Zusendung (Email-Anhang in Word).

▪ SEMINARPLAN ▪

Pflichtlektüre: bitte vor dem jeweiligen Blocktermin lesen

11. März ▪ Nietzsche, Zur Genealogie der Moral (1887), Erste Abhandlung, “Gut und Böse, Gut und Schlecht”, Seiten 13-44

▪ undFreud, Das Unbehagen in der Kultur (1930), Kapitel 2, 3, 7, 8 (Seiten 18-46, 74-100)

08. April ▪ Weber, Wissenschaft als Beruf (1919), Seiten 3-45

22. April ▪ Marx, Ökonomische und philosophische Schriften (1844), “Die entfremdete Arbeit”, Seiten 28-45

▪ und Horkheimer/Adorno, Kulturindustrie: Aufklärung als Massenbetrug (1944), Seiten 7-23, 41-48, 65-73

03. Juni ▪ Hegel, Einleitung zur Phänomenologie des Geistes (1807), Seiten 7-19; siehe dazu die Kommentare zu diesen Seiten im Exemplar im Handapparat der Institutsbibliothek

Symposium on New Book 2016 Sweden

http://www.jur.lu.se/#!ID0DEF29E16A3AB50FC1257F6C003A912F

Seminar with Professor Benjamin Gregg, University of Texas 2016-03-04

Forskning Seminar April 6 at 10-12 in Styrelserummet, Juridicum.

We are delighted to invite you to an informal seminar with Professor Benjamin Gregg, Department of Government, University of Texas at Austin and currently Fulbright Guest Professor at the University of Linz, Austria.

Date and time: 6 April, 10-12 Venue: Styrelserummet, 4th floor, Faculty of Law, Lund University, Lilla Gråbrödersgatan 4. (http://www.jur.lu.se/#!hittatillJuridicum)

The focus of the seminar is Benjamin Gregg’s forthcoming book: The Human Rights State:Justice Within and Beyond Sovereign Nations, part of the Pennsylvania Studies in Human Rights series. (By coincidence, the official date of publication is April 6.)

Benjamin Gregg will start the seminar with an introduction and would then be very pleased to engage interested participants in spontaneous conversation during the seminar about any aspect of the book. Participants who wish are invited to submit brief questions, observations, critiques, or suggestions to Teresa.Oneill@jur.lu.se by March 30. Please note that no one need prepare in advance any kind of engagement with the text to enjoy a warm welcome as a seminar participant.

As Benjamin Gregg’s work straddles many disciplines, we see this as an opportunity to meet and engage in conversation across institutional and disciplinary borders and we hope to see you there!

Abstract: The nation state operates on a logic of exclusion: no state can offer citizenship and legal rights to all comers. From the logic of exclusion a state derives its sovereign power. Yet this exclusivity undermines the project of advancing human rights globally. That project operates on a logic of inclusion: all people, regardless of citizenship status or territorial location, would everywhere be recognized as bearers of human rights. In practice, human rights are afforded, if at all, then only to citizens of those few states that sometimes regard human rights as moral necessities of domestic commitments—or for states that find that stance politically expedient for the moment. This discouraging reality in the first decades of the twenty-first century prompts the question: What political arrangement might better conduce the local embrace and enduring practice of human rights? In The Human Rights State, Benjamin Gregg challenges the conviction that the nation state can only have a zero-sum relationship with human rights: national sovereignty is possible or human rights are possible, but not both, not in the same place, at the same time. He argues that the human rights project would be more effective if established and enforced at local levels as locally valid norms, and from there encouraged to expand outward toward overlaps with other locally established and enforced conceptions of human rights grown in their own local soils. Proposing a metaphorical human rights state that operates within or alongside a nation state, Gregg describes networks of activists that encourage local political and legal systems to generate domestic obligations to enforce human rights. Geographic boundaries and national sovereignties would remain intact but diminished to the extent necessary to extend human rights to all persons, without reservation, across national borders, by rendering human rights an integral aspect of the nation state's constitution.

You can find out more about the work of Benjamin Gregg here:http://www.utexas.edu/cola/government/faculty/bggregg

To receive the manuscript of the book write to Teresa.Oneill@jur.lu.se.

Anna Bruce, Researcher, Faculty of Law

Lena Halldenius, Professor of Human Rights, Human Rights Studies

Martha F. Davis, 2015-2016 Fulbright Distinguished Chair of Human Rights and Humanitarian Law at the Raoul Wallenberg Institute of Human Rights and Humanitarian Law

International Seminar 2016 Japan

INTERNATIONAL SEMINAR

Law and Politics of Human Rights in Global Culture

(with special reference to Japan)

School of Law

University of Hokkaido

Sapporo, Japan

August 2016

http://hokkaidosummerinstitute.oia.hokudai.ac.jp/courses/u09.html

FACULTY:

Prof. Benjamin Gregg, University of Texas at Austin, Department of Government

Prof. Ko Hasegawa, Hokkaido University, School of Law

Prof. Yasuo Tsuji, Hokkaido University, School of Public Policy

Prof. Ken’ichi Ochiai, Hokkaido University, Center for Ainu and Indigenous Studies

SEMINAR DESCRIPTION: Today we have the web of various rights protections in our legal and political systems, national and international. This web has been shaped in the course of historical development since the late 18th century, especially after the end of WWII. Based on the modern development of the protection of individual rights in various national constitutions, the web of human rights protections in international context has been much extended until today. This great movement in human history and civilization is now facing with divergent new problem situations such as the ICT revolution, environmental crisis, population migration or genetic engineerings. How and to what extent can the framework of the protection of human rights be effective for coping not only with traditional problems of the protection of human freedom and equality but also with the novel problems on global scale today? In this course, we will try to understand the normative potentials of the idea of human rights in law and politics for these urgent tasks for all of us.

SEMINAR GOALS: 

Week 1: 1) the basic features of the concept of human rights as well it social functions; 2) the legal and political grounds of the concept of human rights; and 3) the variety of human rights protections.

Week 2: 1) the cultural resource of human rights ideas in divergent societies; 2) global and local aspects of human rights workings; and 3) the significance of our cognitive framing in human rights thinking.

Week 3: 1) various aspects of the social realization of human rights ideas; 2) human rights in the midst of the reality of political systems; and 3) the future possibilities of human rights perspectives.

SCHEDULE OF TOPICS:

Mon, Aug 8: Introduction: the World of Law and Politics in Global Context

Tues, Aug 9: The Basis of the Idea of Rights

Wed, Aug 10: The Salient Features of the Idea of Rights

Thu, Aug 11: The Significance of Human Rights

Fri, Aug 12: Varieties of Human Rights

Mon, Aug 15: Generating Universal Human Rights out of Local Norms

Tues, Aug 16: Cultural Resources: Individuals as Authors of Human Rights

Wed, Aug 17: Emotions and Natural Altruism in Support of Human Rights

Thu, Aug 18: Translating Human Rights into Local Cultural Vernaculars

Fri, Aug 19: Advancing Human Rights through Cognitive Reframing

Mon, Aug 22: Teaching Human Rights as a Cognitive Style

Tues, Aug 23: Developing Human Rights Commitment in Post-Authoritarian Societies

Wed, Aug 24: Reconciling Human Rights and the Sovereign State: Patriotism

Thu, Aug 25: A Human Right not to Democracy but to the Rule of Law

Fri, Aug 26: Human Rights and Humanitarian Intervention

HOKKAIDO SUMMER INSTITUTE ::: Kita 15, Nishi 8, Kita-ku, Sapporo Hokkaido 060-0815

Lecture, Raoul Wallenberg Institute, Sweden 2016

http://rwi.lu.se/2016/03/the-human-rights-challenge-of-genetic-engineering/

The Human Rights Challenge of Genetic Engineering

 

What would the impact be on human rights if the genetic variants associated with IQ are discovered?

That is the question Dr. Benjamin Gregg will be discussing when he visits the Raoul Wallenberg Institute on 6 April.

In a public lecture in co-operation with the Department of Biology at Lund University. The lecture is supported by the Fulbright Scholar Program.

Dr. Benjamin Gregg is a professor of social and political theory at the University of Texas. He is the Fulbright Visiting Professor at Johannes Kepler University of Linz, Austria. His current research focus is human rights and genomic manipulation.

Gregg says rapid developments in genetics and associated technology raise difficult social, moral, economic and political questions about what should be allowed and what might best be prohibited.

“I approach this issue in terms of one particular example of great and enduring significance to individuals, groups, whole societies, and the world community,” he says. “If the genetic variants associated with different levels of IQ are discovered, what kind of human rights thinking might be deployed to answer such questions as: On the basis of preimplantation genetic diagnosis, should parents be allowed to select the embryo with variants associated even with a very slightly higher IQ and discard an embryo with an average IQ? Should we distinguish between raising, to average, the IQ of a baby (by manipulating the embryo) with an IQ significantly below average, and raising a normal IQ to a level much above average?”

As a political theorist Gregg develops a normative framework in terms of which questions can be evaluated and addressed from a human rights standpoint.

Time: Wednesday 6 April at 16:30-17:30

Location: Beijing conference room, Raoul Wallenberg Institute, Stora Gråbrödersgatan 17

For more information, please contact

Gabriel Stein

Senior communications officer

gabriel.stein@rwi.lu.se

+46 462221259

 

• genetic engineering
• Human Rights

University of Helsinki, Finland 2016

The Erik Castrén Institute of International Law and Human Rights, University of Helsinki, Finland

24-25 May 2016

Guest Lectures

::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::

http://www.helsinki.fi/eci/Events/gregg1.html

Guest Lecture by Prof. Gregg on Human Rights and Genetic Engineering.

Date and Time: 24th May 14.00-16.00 in Porthania P518

Hosted by Prof. Jaana  Hallamaa, from Theology Department.

Prof. Gregg will present proposals for how best to understand and advance human rights, in particular with respect to issues of human genetic engineering. This rapidly developing technology raises urgent and difficult human rights questions. Prof. Gregg’s work concerns translating, into the human rights vocabulary, cutting-edge research and fast-developing biotechnology focusing on human genetic engineering.

Prof. Gregg will deliver a public lecture on the human rights challenge of human genetic engineering. The lecture will be followed by discussion.

Bio: Benjamin Gregg, currently a Fulbright Research Professor at the University of Linz in Austira, teaches social and political theory at the University of Texas at Austin, and often in Germany (Frankfurt/Oder), Austria (Innsbruck and Linz), China (Tsinghua and Shanghai Jiao Tong), and Japan (Hokkaido). He graduated from Yale College with a degree in philosophy, received a D.Phil. from the Free University of Berlin in philosophy, and a Ph.D. from Princeton in political science (with an M.A. in sociology). Studied with Michael Walzer in Princeton, Axel Honneth in Berlin, and Seyla Benhabib at Yale. He is the author of Thick Moralities, Thin Politics (public policy suffers when politics are laden with moral doctrines; public policy should work not toward political consensus but toward the more realistic goal of mutual accommodation); Coping In Politics with Indeterminate Norms (while moral validity is relative rather than absolute, and cultural meanings local rather than universal, social integration and democratic politics are still attainable goals); and Human-Rights as Social Construction (human rights can be authored by the average, ordinary people to whom they are addressed, and that they are valid only if embraced by those to whom they would apply), and The Human Rights State (a metaphorical alternative to the nation state, a polity without territory, standing alongside the nation state, as a political and moral commitment that, in the pursuit of human rights, would limit the nation state without undermining it). He is currently working on a book for Cambridge University Press titled Human Nature as Cultural Design: The Political Challenge of Genetic Engineering (in the sense of genetic therapy and genetic “enhancement”).

::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::

http://www.helsinki.fi/eci/Events/gregg.html

Guest lecture by Benjamin Gregg on Human Rights via Fulbright Intercountry Travel Program

Time and Place: 25th May from 14:00-16:00 in Porthania P545, 5th floor.

Abstract: The nation state operates on a logic of exclusion: no state can offer citizenship and legal rights to all comers. From the logic of exclusion a state derives its sovereign power. Yet this exclusivity undermines the project of advancing human rights globally. That project operates on a logic of inclusion: all people, regardless of citizenship status or territorial location, would everywhere be recognized as bearers of human rights. In practice, human rights are afforded, if at all, then only to citizens of those few states that sometimes regard human rights as moral necessities of domestic commitments—or for states that find that stance politically expedient for the moment.

This discouraging reality in the first decades of the twenty-first century prompts the question: What political arrangement might better conduce the local embrace and enduring practice of human rights? In The Human Rights State, Benjamin Gregg challenges the conviction that the nation state can only have a zero-sum relationship with human rights: national sovereignty is possible or human rights are possible, but not both, not in the same place, at the same time. He argues that the human rights project would be more effective if established and enforced at local levels as locally valid norms, and from there encouraged to expand outward toward overlaps with other locally established and enforced conceptions of human rights grown in their own local soils.

Proposing a metaphorical human rights state that operates within or alongside a nation state, Gregg describes networks of activists that encourage local political and legal systems to generate domestic obligations to enforce human rights. Geographic boundaries and national sovereignties would remain intact but diminished to the extent necessary to extend human rights to all persons, without reservation, across national borders, by rendering human rights an integral aspect of the nation state's constitution.

Blog on Human Nature and Genetic Engineering 2016

http://pennpress.typepad.com/pennpresslog/2016/05/on-human-nature-and-genetically-engineered-human-intelligence.html

May 20, 2016

Review 1: Human Rights as Social Construction

Review 2 : Human Rights as Social Construction

René Wolfsteller

Human Rights Quarterly, Volume 36, Number 2, May 2014, pp. 492-496

(Article)

Published by The Johns Hopkins University Press

DOI: 10.1353/hrq.2014.0031

Benjamin Gregg, Human Rights as

Social Construction (Cambridge

University Press, 2013), ISBN 978-

1-1076-1294-5, 272 pages.

The evolution of the political theory of

human rights for the past twenty years

is perhaps best described—by altering

a phrase of Charles Taylor1—as a

“metaphysical limbo” of legitimation. In

the course of this “limbo” scholars from

various disciplines have been engaging in

a competition to provide a better, more

persuasive foundation for the universal

legitimacy of human rights, but simultaneously

with allegedly less demanding

1. Charles Taylor, What’s Wrong with Negative Liberty, in The Liberty Reader 162 (David

Miller ed., 2006).

2014 Book Reviews 493

assumptions. Yet, rather than revealing

a universal basis of legitimacy to make

human rights more accessible and attractive,

many scholarly suggestions

have contributed to the construction of

new boundaries. Those boundaries have

typically been the result of a dubious

recycling of rational inequality, whereby

some people are considered capable of

making use of their reason in a superior

way to others,2 and hence are able to

lead morally virtuous lives according to

human rights norms. For example, such

boundaries and limitations of equality

were fuelled by arguments that human

rights require a theological fundament,

like the belief in God and human sacredness.

3

In a more interventionist sense, the

liberal philosopher John Rawls argued

that societies abiding human rights as

“part of a reasonable law of peoples”

have the duty to subject so-called “outlaw

regimes” to the rule of “reasonable and

just law” in order to overcome the state of

nature.4 In his contribution to the debate,

the postmodernist Jean-François Lyotard

insisted on the fact that the “right to

speak” as “the most fundamental human

right” has to be merited by undergoing

a certain process of “civilization” to

free oneself from “his animal nature.”5

However, the nadir of this competition

has been the claim of the communitarian

Amitai Etzioni, whereby people “under

the influence of . . . alcohol, drugs, or

merely a high dose of mass culture, or

those who are mentally handicapped, are

blind to even the most shining normative

light,” and thus, are the main obstacle to

the realization of human rights within

liberal democratic societies.6

With his study Human Rights as Social

Construction, the political theorist

Benjamin Gregg intercedes in the dispute

with a conception of human rights that

tries to tear down those boundaries, to

make human rights more accessible,

and to mediate between the numerous

diverging approaches in the field. Gregg’s

aim is to ground the normative debate

over human rights in a “realistic” and

“pragmatic” way, and he does so mainly

by drawing on sociological and anthropological

insights. In fact, his book can

be considered the first analysis within the

field of political theory of human rights

that pays attention to sociological as well

as anthropological explanations to such

a serious extent. Backed up by this transdisciplinary

lens, Gregg puts a persistent

emphasis on the fact that particular local

communities of people always socially

construct moral norms.

Sociologists may find this assertion

to be a rather mundane insight. Within

normative political philosophy, however,

it allows Gregg to emphasize the

“political” nature of human rights as a

contingent “this-worldly” idea which is

up for negotiation, but not necessarily

ineffective or dispensable. Once we have

come to accept the fact that human beings

are the sole authors of social norms

on earth, it follows that it is both possible

and necessary to create effective

behavioral norms for themselves. From

that assumption Gregg deduces that

2. Cf. Niklas Luhmann, 2 Die Gesellschaft der Gesellschaft 1023 (1997).

3. Michael J. Perry, Toward a Theory of Human Rights: Religion, Law, Courts 25 (2007).

4. John Rawls, The Law of Peoples, in On Human Rights: The Oxford Amnesty Lectures 1993,

at 41, 70–73 (Stephen Shute & Susan Hurley eds., 1993).

5. Jean-François Lyotard, The Other’s Rights, in On Human Rights, supra note 4, at 135,

141–42.

6. Amitai Etzioni, The Normativity of Human Rights Is Self-Evident, 32 Hum. Rts. Q. 194

(2010).

494 HUMAN RIGHTS QUARTERLY Vol. 36

human rights are valid only if people

consciously and self-reflexively come to

hold human rights norms on an individual

level. Moreover, if these norms become

entrenched in the social institutions of

a community, such as the legal order

and public education, they will in turn

reinforce the development of individual

“human rights personalities.”7 Therefore,

he argues that people have to be socialized

into a solidarity based on the mutual

expectation of granting each other these

locally defined human rights. And yet, it

would not require a collective identity

or the idea of a human nature to bring

about a shared human rights consciousness,

because in a highly individuated

society it is much more promising that

people become integrated into a moral

community by “difference” rather than

by “identity.” Here, Gregg adopts Georg

Simmel’s observation that members of

modern societies are constantly weaving

themselves into multiple “webs of affiliations”

by interacting with different social

groups. Such “non-normative webs”

of group affiliations, Gregg concludes,

would help to raise awareness for the

interests and feelings of others precisely

as “others,” despite all their differences.8

After rejecting both theological9 and

metaphysical10 conceptions of human

rights, Gregg sets out in greater detail

how his approach might better contribute

to the core goal of the human rights

project which he sees as helping people

“at the bottom of social hierarchies,

and oppressed minorities and socially

marginalized groups” to get protection

from mistreatment by deploying “human

rights as a moral language to win for

themselves the human rights they want.”11

One essential element of his proposal is

the approach of “normative localism.”12

Inspired by the anthropological finding of

the cultural particularity of social norms,

Gregg develops the idea of deriving

normatively “thin” human rights from

“thick” local norms to reach an agreement

between different communities

that is more than just locally valid. Such

a minimalist understanding of human

rights norms would leave room for local

peculiarities and would not necessarily

require adopting a “Western” political

culture. If the most basic requirement

for human rights is the general capacity

to put oneself in the other’s shoes, then

Gregg sees potential for developing a

human rights consciousness in almost

any community. At the same time, a minimalist

understanding renders it a more

realistic goal to eventually reach universal

validity of human rights, namely when a

majority of communities freely embrace

them as moral norms on a local level.13

In order to accomplish this, Gregg also

explores how people can authorize and

grant themselves human rights in ways

that are not dependent on legal or political

institutions, although he admits that,

in the end, recognition by the state is desirable.

Since human rights are ultimately

a type of “belief system” which guide

people’s behavior, the key for Gregg is to

facilitate the development of a personality

structure of “assertive self-hood.” Such

a form of identity emerges through collective

political action, by challenging

oppressive authorities, and by adopting

7. Benjamin Gregg, Human Rights as Social Construction 25 (2013).

8. Id. at 51–54.

9. Id. at 13.

10. Id. at 37.

11. Id. at 33.

12. Id. at 57.

13. Id. at 62.

2014 Book Reviews 495

a non-idiosyncratic perspective that

“recognizes others in their self-granting

activity.”14 Ultimately, the difficult task

of the project for self-authored human

rights would be “to achieve recognition

even in local environments hostile to

them, and to do so from within the local

culture.”15 As one means to achieve

this recognition, Gregg investigates how

altruism as a natural emotional disposition

can be fostered through “sentimental

education”16 in order to supplement

rationally motivated practices of human

rights-based solidarity.17

Another direction suggested by Gregg

is to translate human rights into local,

culturally authentic vernaculars through

actors developing a “dual consciousness”

as rights-bearers on the one hand, and as

kinsmen on the other. Ideally then, indigenously

interpreted human rights would

resonate with local culture instead of

clashing with it.18 For human rights norms

to appear plausible and attractive enough

to be seized by local communities, Gregg

recommends a cognitive technique—reframing

the issues at stake—instead of

an attempt at persuasion by normative

argumentation.19

Following an excursion into problems

with defining the “human being” from a

constructivist point of view, in his final

chapter20 Gregg pleads for the substitution

of today’s nation-state with what he

calls the “human rights state.” According

to him, only a state, which recognizes

people’s rights and dignity, not according

to their arbitrary assignment to a nation

but to their status as biological members

of the human species, is likely to enforce

human rights effectively.21

This ambitious plea for the transformation

of the modern nation-state also indicates

that Gregg pursues a twofold goal.

On the one hand, his study is written in

the rigorously rationalistic and, at times,

quite lengthy style of analytic philosophy,

clearly aiming at an academic audience.

On the other hand, with its pragmatic

and realistic impetus, his exploration of

various resources to implement human

rights is certainly aspiring to have realworld

effects. Compared to the prevailing

approaches in the field, Gregg’s pool of

relatively concrete suggestions is indeed

closer to that aim than any other philosophical

conception of human rights.

Nevertheless, Gregg proves to be aware

of the limits of his argumentation, admitting

that “[t]he project for self-authored

human rights is inherently unlikely and

. . . will remain difficult to realize.”22 He

is also willing to acknowledge that, no

matter how normatively “thin” or minimal

human rights are being defined, as a set

of culturally specific norms they “cannot

be free of all cultural imperialism”23 and

will always pose a challenge for some

local communities if they are supposed

to have any effect. All the more important

for Gregg is to frame human rights norms

in a way that resonates with local culture.

However, the three strengths of

Gregg’s approach—realism, pragmatism,

14. Id. at 99.

15. See id. at 97; id. at 96.

16. Id. at 125.

17. Id. at 111.

18. Id. at 135.

19. Id. at 157.

20. Id. at 185.

21. Id. at 212.

22. Id. at 105.

23. Id. at 152.

496 HUMAN RIGHTS QUARTERLY Vol. 36

and inter-disciplinarity—also give cause

for dissent. Gregg is not always successful

when he draws on concepts that were

grown within the intellectual habitat of

sociology or anthropology and attempts

to translate these into normative philosophical

currency. For instance, when

he develops the technique of “cognitive

reframing” by drawing on Erving

Goffman, it remains sketchy as to what

kind of additional benefit there is to be

illuminated, other than the (previously

stressed) insight on how important it is

for people to become socialized into a

belief system of human rights in the first

place. Moreover, there is an inherent

contradiction arising from Gregg’s human

rights conception with respect to its pragmatic

focus. Although he wants human

rights to be understood in a minimalist

fashion, that is, as a contingent “rhetorical

vehicle” comprising the “rights to life,

safety, and personal liberty; to belief, expression,

and conscience; and to privacy

and property,”24 this definition is itself

anything but free from any presupposition.

By generally rejecting theological

and metaphysical foundations of human

rights as counterproductive, Gregg also

obstructs one important way for some

people in some communities to access

human rights language. This contradicts

his pragmatic bias that puts emphasis

on achieving the desired results—the

implementation of human rights norms—

ideally from within a local community.

Finally, there is a serious tension

between Gregg’s claim to investigate

the subject in a realistic manner and

his strong emphasis on the necessity for

individuals to develop a “human rights

personality.” This personality is implicitly

based on inner consistency, rational insight

into the primacy of moral norms as

well as a high level of self-reflexivity. As

a result, Gregg is not able to completely

break the cycle of reproducing inequality

with regard to the implications of his

categories. With this line of reasoning he

also appears to be surprisingly close to

the Kantian tradition of political moralism

that realists such as Bernard Williams

or Raymond Geuss rebut by highlighting

people’s general inconsistency, the

historical specificity of political events

and institutions, and the importance of

power for social relations. Nonetheless,

Gregg’s analysis raises hopes for a new

wave of realistic and pragmatic, or at least

sociologically informed, investigations to

emerge within political theory that fruitfully

explores the preconditions and the

accessibility of human rights for people

living in a variety of political and cultural

environments.

René Wolfsteller*

University of Glasgow

Review 3: Human Rights as Social Construction

Critical Exchange on Human Rights as Social Construction by Benjamin Gregg

Cambridge University Press, Cambridge, 2011, 272 pp., ISBN: 978-1107612945

Contemporary Political Theory advance online publication, 20 May 2014;

doi:10.1057/cpt.2014.10

Andrew Koppelman:

Benjamin Gregg’s book, Human Rights as Social Construction, propounds an

understanding of human rights that is based upon ‘a wholly naturalistic conception’

of humanity, one ‘that takes human nature as biologically understood and eschews

supernatural explanations, whether theological or metaphysical’ (p. 185). He oscillates

between two conceptions of this project: an abstemious, neo-Rawlsian political

liberalism, and a comprehensive view that rejects religious and metaphysical claims.

The first, more modest version holds that any conception of human rights must at

least be consistent with, and ideally would emerge from, local norms: ‘the task of the

human rights project is to generate agreement on human rights in widely different

cultural and political contexts in which the advocated rights are attuned to local

distinctions, peculiarities, and preferences’ (p. 60). Speculative disagreement is not

important, because ‘human rights are best understood in terms of the pragmatic

imperative for desired results, as distinguished from, say, an epistemological

imperative for objective truth’ (p. 5).

That attention to local context is not inconsistent with ideas about the supernatural.

The smartest missionaries understand that, in order to proselytize effectively, you have

got to get to know the natives. People with different metaphysical assumptions can and

sometimes do converge on the same principles of human rights, but each of them gets

there by reference to her own comprehensive view. This is what John Rawls had in

mind when he argued for an ‘overlapping consensus’ on the principles of political

cooperation. In an overlapping consensus, they may disagree about the ultimate

foundations of the political principles that govern them, but they agree upon the

principles, those principles are moral ones, and they are affirmed on moral grounds (see

Rawls, 2005, pp. 144–150). Gregg sometimes sympathizes with this approach (p. 35).

The dominant theme of Gregg’s book, however, epitomized in the title, discards

Rawls’s deliberate reticence and declares that human rights is a social construction

and nothing else. ‘[T]ranscendental norms can only be a figment of the imagination’,

and ‘the moral self-ennoblement of human beings is precisely that of humankind

giving itself norms of social and political behavior’ (p. 4). This is the mirror image of

his principal adversaries, such as Michael Perry who claims that if human rights is

to be coherent it must have a religious foundation (see Perry, 2007).1 Gregg’s is

a coherent alternative to Perry.2

Gregg’s book is an energetically argued working out of a distinct position about

human rights, showing how endorsement of such rights can be developed on a purely

secular basis, rooted in local norms – for example, by reinterpreting traditional

understandings of kinship obligations (p. 96). It is an effective rejoinder to Perry’s

claim to show the True and Only Way. But it is the kind of thesis that Rawls carefully

stayed away from, because he understood that secularism is itself a comprehensive

view that could never command broad agreement. In its own way, it is (as Gregg says

of Perry) ‘cultural particularism masquerading as universalism’ (p. 20). Rawls would

have emphasized that Perry and Rorty both can support a just society, even if they

never agree on ultimate foundations. But Gregg wants to insist that Perry’s own basis

for human rights commitments be rejected.

The trouble seems to lie in Gregg’s unstated assumption that there needs to be not

only a set of agreed-on human rights, but also an agreed-on basis for those rights.

Social constructionism has a comparative advantage over religion as a candidate

for this job: ‘social constructions are not necessarily exclusive, but every religion is’

(p. 19). Some people may find social constructionism particularistic, but it is ‘never

as particular as any rival faith or as any argument grounded in revelation and rival

revelatory traditions’ (p. 21).

But why assume that this job needs to be filled at all? If there is agreement on

rights, why does there need to be agreement on their basis? Jacques Maritain

famously quipped, during the drafting of the Universal Declaration on Human

Rights, that ‘we agree about the rights but on condition no one asks us why’ (quoted

in Glendon, 2001, p. 77). Agreement was to be reached ‘not on the basis of common

speculative ideas, but on common practical ideas, not on the affirmation of one and

the same conception of the world, of man, and of knowledge, but upon the

affirmation of a single body of beliefs for guidance in action’ (Glendon, 2001,

pp. 77–78). Gregg, on the other hand, wants a single rationale, one that, if not

universal, can at least claim a large market share. Thus, a misconception of the

kind of universality to seek renders his argument self-defeatingly parochial.

Gregg’s rhetorical and ontological commitments sometimes collide, most clearly

when he takes up human rights in Islam. He repeatedly argues (mainly in Chapter 6)

that Muslim understandings can be reframed to allow for human rights. Muslims,

however (as well as the Christians Gregg admires, such as Las Casas (p. 43)), are

unlikely to agree that ‘the natural world contains no information about normative

systems’ (p. 39). They emphatically will not ‘reject any norm that claims validity as

a matter of supernatural revelation’ (p. 155, n. 31). Their view will look a lot like

Perry’s.

The notion of ‘empirical rationales’ (p. 91) for rights, rights ‘understood

biologically not metaphysically’ (p. 46), runs into the old Humean problem that you

cannot derive an ought from an is. Gregg repeatedly tries to claim, in various ways,

that human rights can somehow be derived from natural facts. They cannot. The

similarity of my DNA to yours (p. 4) does not entail that I have any obligations

toward you. Natural human dispositions can be the basis for cultural agreement on

human rights (pp. 41, 45 and Chapter 5), but the same dispositions enable everything

Gregg hates, from genocide to religion and metaphysics. He suggests that morality

might be grounded in ‘prudential reciprocity’, which ‘motivates behavior along the

lines of mutual benefit’ (p. 24), but torturers will cheerfully admit that they would not

want to be tortured themselves. He claims that the ‘idea of human health’ possesses

‘normative force’ (p. 198), which can guide efforts at genetic enhancement (p. 200).

‘Health’, however, is a contested concept. Sickness is deviancy from a norm.

The norm is not given by nature. The ‘blight’ that strikes corn is labeled a disease

because humans want the corn crop to survive; otherwise we would just talk about

the competition between two species.3 Health is simply a desirable state of affairs. Its

desirability is not a natural fact.

Nor is culture a reliable basis for human rights. He repeatedly insists that local

commitments ‘may’ or ‘might’ or ‘could possibly’ be a basis for human rights

(pp. 24, 49, 53, 60, 71, 96, 112). Certainly they could, and Gregg’s attention to the

various ways in which they could is a great strength of his book. But of course they

can be the basis for all sorts of behavior, including the atrocities that motivated

the human rights project in the first place.4 He offers many sensible reflections

about how local cultures can be transformed to make them human rights friendly,

but this project needs a prior commitment to such rights in order to motivate it.

Gregg needs to own up to the fact that his commitment to human rights is not

grounded in anything further, for the simple reason that any normative commitment

must at some point hit bedrock that demands no further justification. (Another

entailment of the Humean point that you cannot derive an is from an ought.) This is

a problem for Perry, who seems to think that belief in God shields him from the need

for justification, when of course the fact of God’s existence, without more, would

have no normative entailments either.5 (Satan does not doubt God’s existence.)

Perry’s commitment to human rights is more basic than his ontology. The same is

true of Gregg.

The bedrock character of human rights means that there is no way to guarantee that

everyone will agree about their validity. Gregg claims that ‘normatively thin human

rights do not require coercive promotion’ (p. 74), but soon admits that ‘the idea of

human rights must reject its own violation’ (p. 82) and that such rights, precisely because

they are socially constructed, ‘exist’ only if enforced’ (p. 93). You just have to take sides.

Gregg’s fallacy is the mirror image of Perry’s. Believers in human rights represent

one faction on the planet. The other faction is potent. And busy. We should be grateful

for allies, instead of scolding them that my moral narrative is better than yours.

Notes

1 I have criticized Perry’s claim elsewhere. See http://balkin.blogspot.com/2007/08/religion-and-humanrights.

html; http://balkin.blogspot.com/2007/08/partly-necessary-god.html.

2 The kind of argument Gregg offers has already been made familiar by Richard Rorty. See Rorty (1989).

Gregg’s account of the cultural basis of human rights, however, is much more thoroughly articulated

than Rorty’s.

3 See Bayer (1987, pp. 183–186).

4 At one point he acknowledges this: ‘Human nature biologically understood guarantees nothing in a

political way or otherwise in a value-driven sense’ (p. 114). But he still regards biology as somehow

relevant to his project.

5 See Dworkin (2013).

References

Bayer, R. (1987) Homosexuality and American Psychiatry: The Politics of Diagnosis, revised edn.

Princeton, NJ: Princeton University Press.

Dworkin, R. (2013) Religion without God. Cambridge, MA: Harvard University Press.

Glendon, M.A. (2001) A World Made New: Eleanor Roosevelt and the Universal Declaration of Human

Rights. New York: Random House.

Perry, M. (2007) Toward a Theory of Human Rights: Religion, Law, Courts. Cambridge: Cambridge

University Press.

Rawls, J. (2005) Political Liberalism, expanded edn. New York: Columbia University Press.

Rorty, R. (1989) Contingency, Irony, and Solidarity. Cambridge: Cambridge University Press.

Andrew Koppelman

Northwestern University Law School, Chicago, Illinois 60611, USA

akoppelman@northwestern.edu

Reply to Koppelman’s review of Human Rights as Social Construction

I thank Andrew Koppelman for his generous attention to my work. One could not ask

for a more conscientious critic. He raises major issues and I am grateful for the

opportunity to respond, especially to his reading of five key points.

First, I do not assume, as necessary, some ‘set of agreed-on human rights’. Instead

I argue that (a) proponents should strive asymptotically toward as much agreement

on human rights as possible at any given time; (b) that human rights work best as

freely embraced by their addressees, rather than as imposed; and (c) that they work

best in terms of self-determining political community holding itself accountable in its

treatment of its members. Disagreement is always likely, for example about whether

to include social and economic rights, and if so, which ones. But advocacy is not

deficient if it provides scope for, and access to, on-going deliberation and choice in

making and revising decisions. A social constructionist approach does so better than

can theological approaches with largely determinate and fixed doctrine largely

accepted by its adherents.

With regard to my claims that advocacy must not be coercive, that human rights

must reject their own violation and that they exist only if enforced, Koppelman

misses three things. (a) Agreement in and of itself does not guarantee compliance,

and agreement is not necessary to motivate at least some human rights facilitative

belief and action. (b) A proposition (in the form of a right, for example) must exclude

its own violation as a condition of its coherence. (c) To say that a norm ‘exists’ only if

it is enforced is to say that what matters is not merely to interpret the world but to

change it: the point of human rights is their actualization in behavior.

Second, my project, says Koppelman, ‘needs a prior commitment to such rights in

order to motivate it’ and requires ‘an agreed-on basis for those rights’. But the

pragmatist goal is not for everyone to agree on a foundation for human rights but to

freely embrace and practice them on whatever basis.My ‘reflections about how local

cultures can be transformed to make them human rights friendly’ would generate

commitment, not presuppose it. For Koppelman, because ‘any normative commitment

must at some point hit bedrock that demands no further justification’, my

‘commitment to human rights is more basic than [my] ontology’. But in my project,

commitment and ontology are one because most human being today regard dignity,

equality, freedom from bodily and other harm as goods, certainly for herself and, not

implausibly, for others as well. So where Koppelman’s path is existential and

decisionist – ‘you just have to take sides’ – mine is rational and fallibilist: ‘truth’ or

‘justice’ at any given time refer to a temporary report from the field of experience and

inquiry, a ‘snapshot’ for current orientation, always revisable. Truth or justice are

neither impossible nor drained of their capacity to motivate behavior.

Third, Koppelman misconstrues social construction as just one more comprehensive

view no different from religion. He does so because two items elude him. First,

he fails to grasp social construction’s capacity to coexist with a wide range of

competing comprehensive doctrines. It can cooperate with persons of faith who share

the goal of advancing human rights. Second, this secular approach might win more

people, and a wider variety of people, for the human rights project than a theological

one, and Koppelman cannot see that winning people in this way in no way entails

discouraging theologically motivated human rights advocates from pursuing human

rights work.

I offer three ancillary claims about a related point at issue between us: according to

Koppelman, my social constructionist proposal displays the very problems I identify

in the theological approaches I criticize. (a) He believes my approach seeks to

dissuade the faithful from their faith. In fact, it seeks instead to re-frame current local

understandings and practices to render them more human rights friendly. Re-framing

does not ask the re-framer to abandon his or her beliefs as such but rather to seek

a different way to attain them in practice, if freely persuaded that doing so will better

achieve his or her own goals. Thus mothers who have their daughters’ genitalia cut

might be persuaded to mark the girls’ passage from girlhood to adulthood in a way

that does not have the unwanted consequence of making the girls ill.

(b) Koppelman does not see how social construction can acknowledge pluralism,

and embrace toleration, without insisting on any particular pregiven or traditional

normative, theological, or metaphysical outlook. He does not see that most persons

invested in supernatural revelation also accept claims of a very different sort, for

example those that lead to standard medical diagnosis and treatment.

(c) Koppelman fails to grasp that pragmatism can be just as committed as

theological approaches to particularistic, substantive moral views. But unlike

otherworldly routes, a pragmatist commitment does not place unnecessary hurdles

in the way of adherents of different traditions who might be persuaded to embrace

the human rights idea.

Fourth, I say that human nature, biologically understood, entails nothing

normative. Yet for Koppelman, I ‘still regard biology as somehow relevant’ to my

project. He is flat-out mistaken: I nowhere claim that ‘human rights can somehow be

derived from natural facts’. That the genome of any one human individual can

represent the genome of the species entails no moral norms but can be interpreted in

ways suggestive for the social construction of norms. For example, given that most

human rights abusers identify their victims in terms of their membership in particular

groups (religion, race, or caste, among others), the human rights idea may be

advanced if at least some abusers come to realize that such memberships are in fact

constructions whereas the species-wide genetic identity of all individuals is not. This

biological ‘is’ generates no normative ‘ought’; it opens up a human rights friendly

vantage point that will resonate with some people.

And while ‘natural human dispositions can be the basis for cultural agreement on

human rights’, Koppelman concedes, the ‘same dispositions enable everything …

from genocide to religion and metaphysics’. One wonders how dispositions to

sympathy, care or helpfulness might enable genocide (if directed to others; and

sympathy for one’s own tribe hardly entails barbarism toward other tribes). But

where dispositions enable religion, they provide a standpoint – one internal, not

imposed from outside – from which to identify and criticize human rights abusive

behavior allowed or encouraged in other areas of the same religion. To be sure, such

dispositions will not always do the work that human rights advocates hope for. Nor

will another possible resource for advancing human rights thinking: prudential

reciprocity. (As Koppelman notes, ‘torturers will cheerfully admit that they would

not want to be tortured themselves’.) But that a particular resource cannot guarantee

success, or might be deployed contrary to human rights, is simply a fact about the

limitations of resources. Koppelman’s entailment – to abandon resources if they

cannot guarantee success, or guarantee against misuse – is self-defeating. The same

argument holds for his charge against my exploration of culture as a possible

resource for the human rights project. Culture, he writes, is not a ‘reliable basis for

human rights’ but the ‘basis for all sorts of behavior, including the atrocities that

motivated the human rights project in the first place’. In fact, some cultural products

offer solid ground: the very idea of human rights, for example.

Fifth, Koppelman dismisses my argument that the desire to be healthy possesses

normative force. He urges instead that ‘sickness’ is nothing but a civilizational

construct, ‘deviancy from a norm not given by nature’, such that physical health is

nothing but a particular cultural preference, ‘not a natural fact’. But cancer,

Alzheimer’s, heart disease, strokes, diabetes, nephritis or influenza, for example, are

not merely parochial prejudices of this or that community. No community advocates

such conditions as desirable. Everyone views them as scourges. Afflicted persons

seek therapy and hope for cure. In this context, all participants invoke the same norm

of somatic health. Such universal purchase suggests an argument by analogy, and

some addressees of the human rights project will find it plausible: identical human

rights for identically embodied creatures, genetically identical at the species level.

According to Koppelman, a ‘misconception of the kind of universality to seek’

renders my proposal ‘self-defeatingly parochial’. Parochial means self-induced

limitation. But there is nothing parochial in social construction. Not if the goal is a

universal embrace of human rights as contingent achievement in hard-fought social

movements, domestic legislation and international instruments. And there is nothing

parochial in interpretive overlays of the common desire for health.

Benjamin Gregg

University of Texas-Austin, Austin, Texas 78712, USA

bgregg@austin.utexas.edu

Review 4: Human Rights as Social Construction

Michael Goodhart. 2014. "Recent Works on Dignity and Human Rights: A Road Not Taken," Perspectives on Politics, v. 12, n. 4, pp. 486-856

Dignity in Adversity: Human Rights in Troubled Times. By Seyla Benhabib. Cambridge: Polity, 2011. 288p. $69.95

cloth, $24.95 paper.

Human Rights as Social Construction. Benjamin Gregg. New York: Cambridge University Press, 2012. 272p. $99.00

cloth, $27.99 paper.

Human Dignity. By George Kateb. Cambridge, MA: Harvard University Press, 2011. 256p. $22.95.

Dignity: Its History and Meaning. By Michael Rosen. Cambridge, MA: Harvard University Press, 2012. 200p.

$21.95.

The Justice Cascade: How Human Rights Prosecutions Are Changing World Politics. By Kathryn Sikkink.

New York: W. W. Norton, 2011. 352p. $27.95 cloth, $25.62 paper.

Making Rights Claims: A Practice of Democratic Citizenship. By Karen Zivi. New York: Oxford University Press,

2012. 176p. $99.00 cloth, $24.95 paper.

Today the concepts of human rights and human

dignity have become “conjoined twins.”1 Dignity

is ubiquitous, invoked in discussions of everything

from the ethics of stem cell research to dwarf tossing

(a near obsession among writers on this topic) and the prodemocracy

demonstrations in Cairo’s Tahrir Square.

Prominent philosophers and political theorists—including

Ronald Dworkin, Jeremy Waldron, James Griffin, Jürgen

Habermas, and Rainer Forst—have recently used human

dignity to ground or expound upon their preferred

philosophical conceptions of human rights. If nothing

else, these are good times for Giovanni Pico della

Mirandola, whose 1486 “Oration on the Dignity of

Man” is trending.

While this surge of interest in human dignity is

noteworthy in itself, I shall not attempt to trace its

origins or to provide an overview of the concept’s various

contemporary uses.2 Instead, I want to consider what

recent works on dignity reveal about the study of human

rights within our discipline. When I began my graduate

studies nearly 20 years ago, human rights were still in the

margins of political science; today they have become

central to it. Within political theory, human rights figure

prominently in debates on justice, democracy, and

accountability; in world and comparative politics, rights

are studied by scholars working on diverse topics,

including security, development, political economy,

international law and organization, social movements,

norm diffusion, and comparative democratization. Only

the subfield of American politics remains largely indifferent

to human rights.

Despite this mainstreaming of human rights within

political science, theoretical and empirical research on the

subject remains stubbornly segregated. Empiricists typically

treat the normative importance of rights as selfevident,

while normative scholars typically neglect the

boisterous political life of rights in their search for the

elusive justification or moral foundation that they remain

persuaded are lacking. This division is outmoded and

counterproductive: The politics of human rights might

well hold clues to their appeal and legitimacy, providing an

alternative route for apprehending their normative character;

likewise, their normative character seems indispensable

for making sense of the politics and institutions they

enliven.

Dignity seems to illustrate this point vividly. Not only

is it a hot topic in political theory—five of the six volumes

under review here are written by theorists—but recent

events have thrust it to the forefront of today’s politics. To

name just a few examples: Dignity has been frequently

invoked in the Arab uprisings, by peasant and indigenous

movements from various parts of the globe, and in

antiausterity politics in Europe (think of Spain’s tellingly

named indignados). Yet if dignity points in the direction of

the integrated study of human rights within political

science, it is a signpost for a road (so far) not taken.

These books, at least, mostly bypass it—and mostly to

their detriment. George Kateb and Michael Rosen take the

well-traveled philosophical route; rather than a bridge to

politics, dignity for them becomes a kind of bypass of it.

Benjamin Gregg and Kathryn Sikkink take different

constructivist paths: Gregg’s leads him inadvertently back

to philosophy; Sikkink’s takes her right to the bridge, but

she misses the turn. Only Seyla Benhabib and Karen Zivi

explore this road, with Zivi venturing a little farther. Still,

their work offers a map to an integrated political science of

human rights.

Kateb begins his Human Dignity by declaring that the

defense of rights at present requires little theoretical

articulation (pp. 1–2). Why, he asks, “make trouble by

defending human rights at length and make worse trouble

by claiming that human dignity is the basis, or part of

the basis, for human rights?” (p. 2). His answer is a little

surprising, especially in light of his admission that “actual

progress in realizing human rights . . . has often come

about without much need or use of theoretical assistance”

(p. 3). Kateb believes that opposition to human rights

from the radical Left, from utilitarians, and from virtue

ethicists—all of whom are on the side of the great majority

of the people—must be reckoned with. (The surprise

is that these objections have been thoroughly addressed

in 20-plus years of scholarship.)3 This project positions

him as indifferent to the politics of dignity and human

rights: there are by his own admission no practical

problems to be solved here, and he is willing to risk

making trouble for human rights in the pursuit of his

theoretical ambition.

Dignity, Kateb argues, provides an existential ground

for respect for human rights independent of the moral

grounds for respecting them. This is not to deny a close

relation to morality. The point is, rather, that “for many

people, and rightly, morality has to do solely or principally

with human suffering; but human dignity in its concern

with status and stature has to do with the proper

recognition of the identity of every human being and the

identity of the human species” (pp. 12–13). Morally,

rights reduce suffering; existentially, they recognize the

identity of all people as humans of equal status (p. 22).

Violations of human dignity have existential weight

independent of suffering itself, Kateb maintains, weight

that lies in the phenomenon of degradation (p. 16). To be

treated as not human is importantly different from

suffering (p. 17). So while the moral component in the

defense of rights (concern for suffering) is necessary, it is

not sufficient (p. 33). The existential component (concern

for dignity) adds two dimensions to this defense: First, it

highlights a particular attitude toward human beings

manifest in the infliction of suffering. Second, it emphasizes

the diminishment or deformation that people experience

when they endure harsh and needless suffering

(p. 36); this dehumanization often leads to rights violations

(p. 39). The author illustrates these points in an

enlightening discussion of Aldous Huxley’s Brave New

World, a dystopia in which there is no immorality but in

which human dignity is nonetheless effaced (pp. 40 ff.).

Kateb mostly ignores the intriguing political implications

of his arguments, sticking with his theoretical

defense of human rights. How and how much his

arguments help remains unclear; they certainly do not

do much to answer the leftist critique (they are somewhat

more useful against the utilitarian and virtue-ethicist

challenges; see pp. 91 ff.). They do, however, make

trouble for proponents of economic and social rights, in

three ways.

First, Kateb rejects absolute Lockean ownership rights,

calling “[claims] to a completely unregulated and barely

taxed right of property” unacceptable (p. 52). He further

asserts that “the right of life can be the basis to circumscribe

the right of property, so as to help many stay alive

and in conditions that are not miserable, and not die

before their time from preventable causes” (p. 52).

Moreover, since property is not quite the same kind

of right as other rights, taxing it, “especially for relief

of the poor,” represents no genuine conflict of rights

(p. 52). The author may regard these statements as

supportive of social and economic rights (though more

in reply to critics on the Right, it seems); in any case,

his Dickensian vocabulary and attitude toward “the

poor” have the unhelpful ring of nineteenth-century

charity appeals.

Second, Kateb argues that “the major human rights are

found most purely and economically stated not in recent

charters but in the US Constitution” (p. 28). This could

only conceivably be true if social and economic rights do

not count among the “major human rights,” since the

Constitution is silent on them. He has a legitimate concern

about the statist implications of recent charters, which

permit the derogation of rights in times of national

emergency or in the public interest (p. 29). But defining

human rights—and, by implication, human dignity—as

unconnected to social and economic rights is unhelpful (to

say the least) to advocates and unlikely to blunt leftist

criticism of them as “bourgeois rights.”

Third, in discussing claims of global distributive

justice, Kateb argues that a just society must defer the

great achievements that contribute to human stature and

instead focus resources on addressing poverty. Yet the

equation is different with respect to global poverty. Kateb

doubts that “the claims of stature in the form of great

achievements in the present can be sacrificed to the project

of redistributing as much wealth as possible to alleviate

global poverty.” He sees “an important difference between

initiating and maintaining an exploitative policy or

condition . . . and neglecting to redress it when one does

not have direct responsibility for it” (p. 183). On

a charitable reading, this argument might permit the

redistribution of some wealth (if not as much as possible)

and, assuming an expansive, critical understanding of

direct responsibility, license significant global povertyreduction

efforts. Still, this position is even more insular

and radical than the social liberalism of theorists like John

Rawls and David Miller.4 Kateb effectively accepts global

poverty as the price we pay for great achievements. It is

unclear to me how he figures these sums—and how much

existential affirmation impoverished people find in monuments

or space stations.5 Again, Kateb is not doing global

antipoverty advocates any favors here; if anything, he is

fueling leftist critiques of human rights. That said, he

certainly delivers on his pledge to make trouble by

defending them.

Arguably, Kateb’s principal aim is to give a defense of

human dignity based in human stature. His “justification”

of humanity is itself remarkable, and I present it in his

words: “[T]here is no species like humanity. It is capable of

doing not just a few remarkable things that no other

species can—the same is true of many other species—but

an indefinitely large number of remarkable things that no

other species can” (p. 113). “Only humanity can perform

the three indispensable functions: keep the record of

nature, understand nature, and appreciate it. The human

species, alone among species on earth, can perform these

services to nature on earth and beyond” (p. 114). Performing

these functions is the only thing that could justify

humanity in the eyes of an external judge, “which perceives

with the most complete understanding, cannot be selfinterested

(or not only so), and must devote itself to what is

real and not itself, and do so with the high intellectual and

aesthetic virtues of magnanimity, wonder, and gratitude”

(p. 113). This judge (upholding the highest human

standards) would appreciate that “nature, understood as

distinct from humanity, would be worse off without it

because humanity can do for nature in the comprehensive

sense—the earth and the universe—what must be

done, but cannot be done otherwise than by humanity”

(pp. 113–14). In case our stewardship of nature is not

enough, “it is also the case that . . . the human species can

receive another nonmoral justification—justification by

great achievements—that does not depend on the ability

to be selfless, as toward nature” (p. 115).

The problem with great achievements is that they are

premised upon treating “the great mass of people

poorly”—hence, the trade-off between justice and pyramids.

This is partly because “the innate ability of human

beings to contribute to great achievements appears to be

unequal” (p. 174). In fact, democratic culture, which

precludes violations of rights in the service of great

achievements, thereby “[jeopardizes] human stature”

(p. 175). Kateb conceptualizes this historical tension as

a conflict between dignity as status, which requires equal

treatment, and dignity as stature, which requires massive

social inequalities in the service of humanity’s “great

achievements.” His rueful conclusion is that while democrats

can ignore past violations of rights in celebrating

human accomplishments, today we must prioritize rights

(domestically, anyway). Kateb tries to console himself by

mustering some enthusiasm for the achievements of

American culture in the humanities (he frequently equates

“democratic” and “American” throughout the book), but

this is about the most he can manage: “films made for

smaller audiences are complex and subtle enough to

deserve a long life. I do not want to quarrel with that or

with the greatness of some jazz” (p. 203).

It is hard to assess this second argument, which is at

times brilliant, bombastic, creative, curmudgeonly, sublime,

self-indulgent, and, frankly, a little bizarre. I shall

make only two points. First, justifying human existence

by reference to our stewardship of nature, given current

trends, is a bit like foxes justifying their existence by

citing their protection of henhouses. Besides, by Kateb’s

own admission, nature has no idea we are recording or

understanding or appreciating it; this justification reflects

the same species arrogance that, it seems to me, has put us

and our planet on an expressway to ecological calamity.

Second, it is telling that Kateb finds the political commitment

to equal human status insufficient to condemn the

evils of degradation and to justify human rights. His appeal

to human status and great achievements betrays profound

misgivings about democracy.

Rosen’s Dignity also posits a close theoretical connection

between dignity and human rights. “Dignity is central

to modern human rights discourse,” Rosen observes, “the

closest that we have to an internationally accepted

framework for the normative regulation of political life,

and it is embedded in numerous constitutions, international

conventions, and declarations” (pp. 1–2). Yet

despite this prominence, Rosen regards human rights as

“obviously deeply puzzling—almost everyone nowadays

professes commitment to them, yet few people would

claim that they had a good, principled account of what

they are and why we have them” (p. 54; my emphasis).

Unlike Kateb, Rosen is skeptical whether dignity can help

make the case for human rights; in the end, it is unclear

whether he thinks human rights make a case worth

helping. He certainly doubts that any of the three

important historical meanings of dignity—as status or

rank, as a “transcendental kernel” of incomparable moral

worth within all human beings, and as appropriate,

graceful comportment (pp. 11–38)—can provide a “good,

principled account” of human rights. Such an account has

three requirements. It must “explain and justify the claim

that all human beings share ‘inviolable’ dignity and that

they are ‘free and equal’ in that dignity”; “show that it

follows from this that they also have inviolable and

inalienable rights”; and, “identify what those rights [are]”

(p. 54).

Rosen suggests—in direct opposition to Jeremy

Waldron6—that status will not get us very far in this

respect. Although Kant’s transcendental kernel looks more

promising, Rosen rejects it as well (on which more later).

The notion of dignified bearing, by contrast, he finds

more promising than it seems. Pursuing this prospect, he

develops a fourth interpretation, one that yields a right to

have one’s dignity respected; while this is a very important

right, Rosen concludes, it cannot provide a foundation for

rights in general (pp. 55–62).

One of Rosen’s main arguments is that none of the

received understandings of dignity can adequately ground

human rights. I have no particular quarrel with this

conclusion, but I find the question more revealing. His

search for philosophical foundations for human rights is

motivated by the worry that without them, human rights

are somehow incoherent or untenable. Human rights must

presumably lack adequate foundations at present; otherwise

there would be no point to the search. Yet by Rosen’s own

admission, human rights are accepted by almost everyone;

are embedded in many constitutions, treaties, and deliberations;

and provide an international normative framework

for regulating politics—they are neither incoherent nor

untenable. So it is hard to see why, exactly, human rights

need philosophical foundations. Indeed, some proponents

of human rights regard their lack of clear philosophical

grounding as essential to their political viability. As Jacques

Maritain, a prominent member of the UNESCO committee

that drafted the Universal Declaration of Human

Rights, famously remarked: “Yes, we agree about the rights,

on the condition that no one ask us why.”

Rosen apparently sees little connection between the

evident empirical success of human rights and their

normative status or grounding; in this respect, his study

reflects and perpetuates the division in the discipline. He

does consider at length some recent legal cases involving

dignity, among them the (in)famous Wackenheim

(dwarf-tossing) case and several framed by Germany’s

constitutional recognition of dignity as a fundamental and

inviolable principle. Even here, however, Rosen’s primary

interest is in the Kantian “transcendental kernel” view,

which he finds inadequate because it cannot explain or

justify the various rulings he considers. Questions about

the political fallout from these rulings or their effects on

the legitimacy of rights are ignored.

The argument is anyway rather odd. The German high

court might claim that it is relying on a Kantian kernel

view, but if its decisions seem inconsistent with or poorly

explained by this view, that is a problem for the court,

not the kernel—unless Rosen can provide some independent

basis for concluding that the judgments are correct

but their reasoning flawed. Otherwise, it could be that the

court has simply failed in properly interpreting the kernel

or adequately articulating its relevance in a particular case.

Rosen proposes that his own interpretation of dignity,

with its emphasis on “the value of the symbolic or expressive

aspects of our behavior toward others” (p. 126), makes

better sense of what the court is doing. This might be right,

and it might reflect what the court is really thinking, but it

leaves the kernel uncracked.

The last part of the book considers the question of

whether we owe respect to corpses and fetuses—or, more

generally, whether “we owe such duties [of respect] only to

persons” (p. 128). Rosen finds the “universally held belief

that we have a duty to treat dead bodies with respect”

deeply puzzling and important for moral philosophy. He

asks whether our duty to respect the dignity of humanity

has to benefit anyone and whether it is a duty owed to

anyone, concluding that it does not and is not (p. 140).

In answering these questions, he develops a duty-based

conception of morality based in respect for humanity,

a conception that he argues we should also attribute to

Kant: “[I]nstead of starting from the question what

maxims can be universalized without contradiction, it

would be better to understand Kant as asking first how we

have to act in order to treat our dignity (our inner kernel of

intrinsic value) with the proper respect” (p. 147).

I am in no position to say whether this would in fact be

a better interpretation of Kant. I do wonder, however,

whether this formulation—which boils down to something

worryingly like an injunction to treat our dignity with

dignity—really does much work. Rosen’s other formulations

seem equally empty: For instance, dignity “requires

that we behave in ways that ‘honor’ or ‘respect’ humanity in

our person” (p. 153), a requirement that he concedes

provides “no clear test or set of criteria” for determining

appropriate action (p. 155). The criteria are apparently clear

enough to resolve the corpse question, however: “we might

have [a duty to respect humanity] toward things—corpses

or fetuses, for example—that are not themselves human and

will not benefit fromour behavior toward them,” even if we

abandon Kant’s transcendental perspective (p. 157). Rosen

avoids direct engagement with politics, sticking to Kant and

corpses and remaining coy about what respect for fetuses

entails. This is a shame, because the politics of abortion,

stem cells, torture, or other contentious examples of dignity

politics might enliven and fortify his rarefied discussion.

Instead, he cruises along on his philosophical fly-over,

ignoring the numerous off-ramps that would give him

access to political points of interests on the angry, congested

surface streets below.

One might expect the two self-avowedly constructivist

works under review here to handle the integration of

normative and empirical aspects of human rights more

deftly. After all, constructivists are broadly concerned

with the creation, diffusion, and effectiveness of norms

(and other things). Yet as Gregg’s Human Rights as Social

Construction and Sikkink’s The Justice Cascade show,

constructivist work often takes place on one side or the

other of this divide. The expectation of integration arises

from the casual association of constructivism with norms –

which can refer either to an empirical phenomenon in the

world or to the normativity (the “oughtness”) of a concept.

In international relations, most constructivist work on

human rights falls, like Sikkink’s, on the empirical side of

the divide, philosophical constructivism like Gregg’s on

the normative side. The problematic features of this divide

are clear in these two otherwise engaging books.

Gregg rejects traditional philosophical approaches to

human rights as “theological” and “otherworldly” (p. 3)

and seeks a “social constructionist” alternative. I find most

of his critique of metaphysical conceptions of rights

insightful and persuasive. His chapter on the incompatibility

of global human rights with the nation-state as

presently conceived and configured is a must-read for all

serious students of human rights. That said, I have

reservations about his “human rights project” and about

the political fallout from it.

What Gregg calls social constructionism (constructivism)

entails that we regard the objects of our analysis as

products of human social interaction—that we treat the

“facts” in question as socially determined and variable. He

rejects Rawlsian-style philosophical construction, which

builds up conclusions from moral assumptions, as hopelessly

metaphysical, detached from social and political

reality. Gregg attempts to use social constructivism to

explain the universal validity and bindingness of human

rights—a bold attempt, given that social constructivism is

frequently aligned (if not allied) with cultural relativism.

He tries to square this circle through the idea of contingent

empirical universality, which essentially says that human

rights will become universally binding only if all communities

willingly embrace them. Their local acceptance

becomes a possible empirical basis for a future, though

contingent, universality. Gregg offers a vision of human

rights as noncoercive and nonimperialistic, based on locally

valid norms but potentially universal (pp. 135 ff.). On his

account, human rights inform a proper understanding of

dignity, rather than the other way round. He dismisses

conceptions of dignity invoked by philosophers, seeing

them as examples of the “theological approach to human

rights” that he hopes to overturn (p. 17). In his account,

“the traditional notion that some persons possess dignity

becomes the posttraditional idea that all persons possess it”

(p. 46). Dignity is thus situated within and shaped by the

“political, social, and legal categories of recognition in local

communities (and potentially across communities)”; rather

than reflecting some metaphysical essence, human dignity

becomes a political achievement (p. 46).

All of this is quite appealing and seems like just the

kind of integrated normative and empirical approach

I have been calling for. Unfortunately, things go wonky

in the follow-through. Gregg seems mainly interested in

providing an account of human rights that he thinks

could or should command future consensus, rather than

in studying local understandings of rights or exploring

possible terms of their translation and negotiation.

Instead of investigating the local bases for the acceptability

of rights and seeking similarities and potential

bridges among them, he offers his own eclectic grounding,

drawing on neurobiology and a doctrine of assertive

selfhood (pp. 91–99) to construct a highly idealized

account. He even explains how activists might develop

“indigenous” interpretations of rights as he understands

them (p. 141). In the end, this is less a book about human

rights as a social construction than it is about how to

construct human rights along the lines Gregg thinks or

hopes will attract universal support—a philosophical construct

with assembly instructions.

In a further irony, Gregg’s social constructivism yields

an account with no politics in it: He describes the work

that politics might do in advancing the ideal human rights

project but pays no attention to the present politics

surrounding human rights or to how politics might

impede the human rights project (without almost any

consideration of politics, I should say). Apparently to

advance his account’s acceptability, Gregg makes some

puzzling and worrisome concessions on democracy and

on women’s rights.7 Briefly, Gregg disputes Jürgen

Habermas’s claims about the co-originality of democracy

and human rights and questions Jack Donnelly’s assertions

about democracy’s importance for the effective realization

of human rights (pp. 97–98). The author wants to insist

that human rights can emerge even in nondemocratic

societies, and so they can, but he confuses the conditions

of rights’ emergence with the requirements for their

maintenance, wrongly concluding that human rights

neither need nor require democracy. On women’s rights,

Gregg condones women’s inequality and subordination

so long as the women “embrace” it.8 He argues that

“a community that discriminates against some of its

members in ways that do not constitute persecution, and

in ways accepted by those discriminated against,

should be respected in its choice and organization”

(p. 22). If “respect” here simply rules out invoking

women’s rights as a pretext for military adventurism,

fine. Gregg, however, wants to “rule in” baselines for

women’s rights that fall well short of social, political, or

economic equality and that license women’s subordination

and relegation to the private sphere.9

The broader question is why an ideal account like

Gregg’s should sacrifice anything on the altar of acceptability.

He insists that his approach enables a critical stance

on our culture and on others, yet I cannot see how these

concessions are consistent with such a stance or how they

can be reconciled with the conceptual architecture of his

theory. (How, for instance, does women’s subordination

square with the assertive selfhood at the foundation of

human rights?) If, as Gregg avows, “[h]uman rights can be

legitimate for any community that comes to embrace

them” (p. 158), why presume that democracy and

women’s rights are somehow especially problematic?

Greater attention to the political claims and struggles of

feminists and of opponents of authoritarianism might have

helped him avoid these difficulties.

Sikkink provides a very different constructivist reading

of human rights. She recounts the emergence of the

“dramatic new trend in world politics toward holding

individual state officials, including heads of state, criminally

accountable for human rights violations” (p. 5). The justice

cascade does not indicate that perfect justice is being done

or will be done, Sikkink stresses, and it does not mean that

most perpetrators of human rights violations are being held

criminally accountable: “Rather, justice cascade means that

there has been a shift in the legitimacy of the norm of

individual criminal accountability for human rights violations

and an increase in criminal prosecutions on behalf of

that norm. The term captures how the idea started as a small

stream, but later caught on suddenly, sweeping along many

actors” (p. 5). She recognizes that this cascade is hardly

inevitable, and the book is her attempt to determine how

and why it developed.

Unlike the other titles under review here, The Justice

Cascade is primarily an empirical study. Sikkink’s vast

knowledge and experience and her distinctive narrative

voice make the book both accessible and deeply personal,

and it is full of insights and largely persuasive. It is also

somewhat unusual among empirical studies in taking

a clear ethical stance on its subject matter (in advocating

prosecutions). The author notes that in the view of most

(empirical) political scientists, doing so compromises one’s

objectivity and undermines the credibility of one’s

research. For a long time, she writes, she thought that

addressing ethical questions would require her to “[s]top

being a researcher and become a moral philosopher”

(p.229; I assume she meant to say something more like

“give up on my own present research agenda”). Now she

has “identified an approach that [lets her] combine

attention to both normative issues and empirical research

findings” (p. 229). This approach is consequentialism,

which she defines as the view that “knowledge of the

expected consequences is important for helping to make

hard ethical choices” (p. 230). Prosecutions are good if

they promote democracy and stability.

It is not clear whether this consequentialism explains

the spread of norms of accountability, however. Sikkink

understands norms as standards of appropriate behavior

that carry a special quality of “oughtness”—which, I argue

later, cannot be explained on consequentialist grounds.

Norms are intersubjective, and often only a small number

of people share them; they can spread rapidly, or cascade,

when norm entrepreneurs push for their widespread

recognition (p. 11). The justice cascade refers only to

individual legal accountability for human rights violations,

though this norm is nested within wider global movements:

the “human rights revolution” and the related push for

transitional justice (p. 16) made possible by the third wave

of democratization and the end of the Cold War (p. 24).

Three streams feed this cascade: domestic and foreign

prosecutions of human rights violations, international

prosecutions, and the “streambed of hard law,” made up

of international human rights conventions (p. 97).10 The

book traces the origins of each stream, carrying us from

Greece and Portugal, whence domestic prosecutions did

not diffuse, to Argentina and Latin America, whence they

did; from Nuremberg and Tokyo to the ad hoc tribunals

for Yugoslavia and Rwanda and the Pinochet case; and

from the Genocide Conventions and Geneva accords of

the late 1940s through the conventions against Apartheid

and Torture in the 1980s. These streams have merged into

what Sikkink describes as a decentralized, interactive

system of global accountability whose most notable

features are the doctrine of universal jurisdiction and the

creation, via the Rome Statute of 1998, of the International

Criminal Court (97 ff.).

The book tackles three big questions related to this

cascade: The first concerns the origins of new ideas

regarding individual criminal accountability for human

rights violations; the second concerns how and why some

ideas and practices become norms and diffuse; the third

concerns the effects of human rights prosecutions (p. 230).

With respect to the third question, Sikkink challenges

the skepticism about human rights trials that pervades the

conventional wisdom and scholarly literature on political

transitions. This skeptical view fears that the threat of

prosecution spurs the bad guys to entrench themselves

ever more deeply in power and inculcates damaging

political instability (pp. 130–60). She finds little evidence

to support these anxieties; in fact, her own data show

(though not definitively) that human rights trials are

beneficial for democracy, contribute to the rule of law,

and promote political stability—this is the consequentialist

case for trials (pp. 229 ff.).

With respect to the second big question, Sikkink argues

that to explain why change happens, we need to pay

attention to “how agents—that is, real people and

organizations—promote new ideas and practices” and how,

over time, these can create a “new understanding of the ways

in which states ought to behave, and new understandings

of the national interests of states (p. 237). This account,

which she describes as “agentic constructivism” (p. 237),

accommodates top-down diffusion and bottom-up and

horizontal diffusion, both of which figure into the justice

cascade (though the book focuses on the former).

Sikkink’s answer to the first big question is that systemic

shocks and changes in the domestic balance of power

account for the origins of new ideas about individual

criminal accountability (p. 245). Curiously, this reads

more like a further explanation of norm diffusion than like

an account of the origins or appeal of new ideas. I think

that the cascade metaphor is implicated here: One can

trace the streams that feed a cascade back to their sources,

noting their particular paths, but this does not explain why

they flow in the first place; to know that, we have to get

under the surface. Put differently, explaining the diffusion

of norms is not an empirical question of tracking their

proliferation; it also has to do with the nature and appeal of

the norms themselves—with their “oughtness.” On the

author’s account, this cannot be a function of their

consequences; we can only know these after the norms

diffuse.

Sikkink acknowledges this difficulty indirectly, at the

book’s end, when she asks “why certain ideas at certain

moments in certain places, resonate, grab attention, and

become possible”—a problem she calls the “single most

difficult” one raised in her analysis (p. 261). This, finally, is

a direct engagement with the first big question. Sikkink

argues that issues involving bodily harm are the most likely

to fuel “transnational activist campaigns because such

wrongs resonate across cultures and societies. The crimes

for which individual criminal accountability is sought

involve exactly this subset of violent bodily harms”

(p. 255), owing to the obvious injustice they involve.

She also makes frequent reference to the “intrinsic power”

of new norms and to the “inherently appealing” ideas that

animate prosecutions (p. 231). She claims to find nothing

puzzling in the intrinsic appeal of the human rights idea—

the idea that “almost everyone would prefer to be alive

than dead, free than imprisoned, secure than tortured, fed

than hungry. Core human rights norms have resonated so

profoundly in the world in part because of this intrinsic

appeal” (pp. 261–62). She complains that “while psychologists

can speak of . . . a ‘moral instinct,’ this is still heresy”

for political scientists (p. 261).

There are two problems here. First, this kind of

bootstrapping might be enough to ground protections

against murder, torture, and arbitrary imprisonment, but

it seems radically insufficient in the case of more controversial

rights. What if “almost everyone” does not agree

about the importance of press freedom or reproductive

rights or the dignity of lesbian, gay, bisexual, transgender,

and queer people or the right to health care or an adequate

standard of living? Second, if Sikkink really thinks that

human rights are matters of moral or psychological fact,

why does she find it so hard to account for their diffusion?

Why does she find it “surprising to watch how uniformly

human beings—even those embedded in cultural scenarios

that tell them otherwise—believe that they are entitled

to something better” (p. 262) when they experience

human rights abuses? Indeed, if human rights are

inherently powerful, intrinsically appealing, moral or

psychological facts, why are they not ubiquitous, selfexecuting?

Sikkink’s answer is power (p. 235). This is

plausible enough, but it calls for a much more fully

developed moral psychology to explain why the intrinsic

appeal of human rights and the moral instinct is absent or

deficient or overwhelmed in some individuals, why

human rights norms (rather than some other ones) prove

useful and appealing as tools to counteract power, and how

persuasion and diffusion work in the case of “non-obvious”

rights. Such an account, if it is available, spans the normative

and the empirical.

The final two books I consider make the turn toward

an integrated account of human rights, though both have

only begun down this road. In Dignity in Adversity,

Benhabib takes up, like Gregg, questions about the validity

of universal human rights norms in local settings. She

conceptualizes the problem primarily as one of reconciling

cosmopolitan norms with territorially demarcated, democratic

popular sovereignty, an approach that raises many

questions. For instance, is a demos of the kind she imagines

necessary or justifiable on democratic grounds? Is this

binary framework of the universal and particular adequate

for making sense of transnational and supranational legal

and policy issues—those that involve or cut across many

demoi, not all of which share the same presuppositions

about the validity of cosmopolitan norms? Is this

depiction of the global political economy and world

system conceptually and empirically rich enough to

provide significant analytic leverage on the problem of

social and economic emancipation that Benhabib

believes is central to the struggle for human dignity

(pp. 192 ff.)?11

Dignity’s marquee status notwithstanding, it makes only

rare appearances in the book. Nonetheless, there is a conception

of human dignity at work throughout these essays

in the idea of communicative freedom, which Benhabib

anchors in an enlarged understanding of Hannah Arendt’s

“right to have rights.” Benhabib argues that a political

justification of human rights presupposes what she calls

justificatory universalism, which requires “the acknowledgement

of the communicative freedom of the other, that is, of

the right of the other to accept as legitimate only those

norms as rules of action of whose validity she has been

convinced with reasons” (p. 11). This acknowledgment

rests in turn on moral universalism, which is “equal respect

for the other as a being capable of communicative freedom”—

the right to have rights (p. 11).

Benhabib insists that this moral universalism does not

determine a specific list of rights “beyond the protection

of the communicative freedom of the person” (p. 11).

That protection, however, entails quite a lot. It would, she

argues (p. 127), “minimally” include

the rights to life, liberty (including to freedom from slavery,

serfdom, forced occupation, as well as protecting against sexual

violence and sexual slavery); the right to some form of personal

property; equal freedom of thought (including religion), expression,

association, representation, and the right to self-government.

Furthermore, liberty requires provisions for the “equal value

of liberty” (Rawls), through the guarantee of some bundle of

socio-economic goods, including adequate provisions of basic

nourishment, shelter, and education.

In accepting Habermas’s discourse principle (p. 129),

Benhabib envisions a “veto” for all citizens and residents that

allows them to “demand that the conversation of justification

resume and not be terminated unless their objections

have been voiced, listened to, and resolved upon” (p. 159).

Benhabib argues that her account avoids metaphysical

entanglements because it is a “presuppositional” analysis of

rights. What this means is basically that my recognition of

your right to have rights is a precondition of (presupposes)

your being able to contest and accept my rights in the first

place. I have my doubts whether this argument holds up,

but I leave those worries aside here. The much more

interesting parts of the book, I think, are those in which the

author discusses how rights create a normative universe of

meaning. She argues that the profusion of human rights law

and treaties and the uptake of human rights norms by actors

outside formal legal and legislative arenas facilitate new

forms of public claimsmaking and anticipate “new forms of

justice to come” (pp. 15, 125). Benhabib calls this the

“jurisgenerative” potential of rights.12

“Democratic iteration” is the process through which this

tension between the unity and diversity of human rights is

worked out—that is, in which the relation between the

moral core and legal form of rights is articulated and

negotiated (p. 73). Through public iterations of will and

opinion formation, rights are appropriated and contextualized

by democratic communities (pp. 73–75); rights acquire

legitimacy—though not validity—through the exercise of

democratic popular sovereignty (p. 118), which exercise

itself presupposes the communicative freedom that rights

both enable and express (p. 74).

The contrast with Gregg’s approach is illuminating.

He attempts to erase the tension between universal and

particular by defining the universal as the sum of the

particular: human rights attain universal validity only

when they command local validity everywhere. Benhabib,

we might say, seeks to inhabit rather than to resolve the

tension, to work out how universal and particular inform

each other in processes of negotiating rights. This analysis

is most penetrating and illuminating when Benhabib

attends to the generative power of cosmopolitan norms

and focuses on the potential for rights- and justiceenhancing

iterations (as well as pathological ones) in the

give-and-take of democratic politics. This “cosmopolitanism

without illusions” (p. 16) highlights how rights and

identity get negotiated and renegotiated through political

contestation and how this process can bestow legitimacy

on rights in particular contexts—as illustrated in an

illuminating discussion of debates surrounding secularism

and the public wearing of headscarves in France, Germany,

and Turkey (Chapter 9).

Critics have questioned whether democratic iteration is

a normative or an empirical concept; Benhabib’s reply—

that it has both empirical and normative components,

“as all ‘legitimacy’ concepts since Max Weber attest to”

(p. 151)—leaves unclear whether she understands the

concept to be descriptive. She often writes as if it were—

for instance, in characterizing democratic iterations as

“[involving] complex processes of public argument,

deliberation, and exchange through which universalist

rights claims are contested and contextualized, invoked

and revoked, posited and positioned throughout legal and

political institutions, as well as in the associations of civil

society” (p. 16; see also p. 182). At other times, however,

democratic iteration is deployed as “a normative concept

with empirical import” that allows us to judge contentious

discourses according to normative criteria deriving their

justification from communicative ethics (p. 16). So, while

democratic iteration refers to the processes of collective

self-appropriation of cosmopolitan norms through which

rights lose their parochialism, it also provides the critical

standard for assessing whether genuinely democratic

iterations are occurring: “democratic iterations themselves

presuppose some standards of rights [those entailed by

communicative freedom]” (p. 129).

As this discussion indicates, there is an unresolved

tension in Benhabib’s account between democratic iteration

as a normatively laden empirical description of

processes of contestation and claims making around rights

and as a critical normative standard for evaluating those

processes and their outcomes. On the one hand, democratic

iterations are supposed to describe processes through

which universal or cosmopolitan moral norms are collectively

self-appropriated (legitimated) by communities

through democratic discourse and contestation. On the

other, the rigorous standard for assessing a community’s

process—for determining whether the democratic iterations

are genuine or legitimate—is precisely the norms

whose legitimacy for that community is supposedly established

through this iterative process itself (cf. 130).

Democratic iteration is a powerful and very promising

concept, and Benhabib’s discussions of real-world struggles

over the meaning of rights are often deeply insightful.

Yet I worry that in conflating the descriptive and the

critical in this way, her cosmopolitanism remains under

the spell of an illusion after all: that what is actually

happening in real disputes over rights is what discourse

ethics tells us ought to be happening in idealized discourses

about rights. Put differently, Benhabib’s cosmopolitanism

imagines that discourse ethics dissolves the tension

between foundationalist approaches to rights and political

ones; Karen Zivi labors under no such illusions in Making

Rights Claims. In this wonderful book, she argues—against

the pervasive foundationalist tendency in the literature—

that instead of worrying about what rights are and what

rights people have, scholars should focus on what rights do

(p. 9). That is, Zivi proposes to investigate and theorize the

process or activity of rights claiming itself in seeking to

grasp more firmly the normative and political significance

of rights. In this respect, her approach is similar to

Benhabib’s: She views the tension between rights and

democracy not as a problem to solve but, rather, as

a relationship to understand anew (p. 7).

In seeking to apprehend rights claiming as an activity,

what Zivi calls performativity, she “[draws] on the speech act

theory of J. L. Austin and the writings of some of his

contemporary interlocutors,” including Jacques Derrida,

Stanley Cavell, and Judith Butler (p. 14). The key insight

she takes from this conversation is that speaking, writing,

and other communications never merely reflect our world

but always also (re)produce it (p. 14). Performativity is

(necessarily) conventional, insofar as what we mean in

making an utterance is comprehensible only within a context

or framework of conventions in which it is performed.

Yet performativity can also be unconventional: What we

mean by making an utterance can call into question or

otherwise subvert existing conventions (pp. 16–19). These

unconventional performances, Zivi argues, are valuable for

democracy because they cannot be captured by any set of

rules, they open up rather than foreclose political possibilities

(p. 19). A performative understanding of rights claiming

undermines the familiar view of rights as trumps, a view

she finds pervasive and problematic.13 Seeing rights as

trumpsmeans treating themas if they create sure winners or

guarantee particular outcomes. This perspective inevitably

disappoints, as in fact rights often fail to deliver the hopedfor

results. Politics is contingent and conflictual, and

outcomes are never certain (pp. 36–42). Foundationalism

limits our understanding of what people do and mean by

claiming rights.

We can see this, Zivi argues, by recalling that political

activity often aims to be persuasive (pp. 46–47). On the

performative view, rights claiming becomes an intersubjective

practice of persuasion, and as such it relies on both

reason and emotion (pp. 118–19). As we engage with others

in politics and persuasion, she maintains, we share our

perspectives on the world, taking into consideration as we

do so the views and feelings of others in our community.

In the author’s gloss on John Stuart Mill, it is “through

this contestation and engagement with differences of

perspective that one comes to be fully human” (p. 59).

The meaning and power of rights derive from the

engagement and openness that rights claiming entail

rather than from any outcomes they deliver (p. 67);

this process is valuable for democracy not because of

the results it guarantees but because of the practice that

it engenders (p. 121).

This conceptualization of rights claiming also undermines

a familiar critique of rights focused on their

pernicious effects—their disciplinary power, their reproduction

of the status quo, their foreclosure of politics.

These critiques are less wrong than incomplete on Zivi’s

view; they miss the unpredictability and the transformative

potential of rights claiming. Invoking the discourse of

rights does replicate disciplinary power and reproduce

existing rules and conventions, but she also highlights

the unpredictability of rights and their transformative

potential. Despite their conventionality, rights can be used

to open up spaces, to introduce new perspectives, and to

challenge traditional norms (pp. 78–81). Rights claiming

is a kind of permanent provocation (p. 112).

In Chapters 4 and 5 of Making Rights Claims, Zivi

discuss

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Book 2012 ::: Human Rights as Social Construction

Guest Professorship 2014 Frankfurt/Oder

Guest Professorship 2016 Innsbruck

Leopold-Franzens-Universität Innsbruck ▪ Sommermester 2016

Zur langfristigen Evolution

von Ungleichheit und der Konzentration von Wohlstand

LV SE 408.212 ▪ Modul “Markt, Staat, soziale Institutionen 2” ▪ 5 ECTS 

Blockveranstaltung im Bachelorprogramm, in deutscher Sprache ▪ 12., 13., 19., 20. März,

Samstags jeweils 9-16 Uhr ▪ Sonntags jeweils 9-16 Uhr 

Sa        12.03.2016      09.00-16.00     SR 6 Sowi

So        13.03.2016      09.00-16.00     SR 6 Sowi

Sa        19.03.2016      09.00-16.00     SR 6 Sowi

So        20.03.2016      09.00-16.00     SR 6 Sowi 

Prof. Dr. Benjamin Gregg (bgregg@austin.utexas.edu)

KOMMENTAR ▪ Ziel der Veranstaltung ist es, Markt, Staat und Institutionen im Lichte der Gesellschaftstheorie von Thomas Piketty zu beleuchten. Dabei werden mehere Piketty-Kritiker aus diversen gesellschaftstheoretischen Richtungen mitthematisiert. Das Seminar behandelt Daten aus 20 Ländern, mit Rückgriffen bis ins 18. Jahrhundert, um die entscheidenden ökonomischen und sozialen Muster freizulegen, um die dynamischen Faktoren für die Akkumulation und Distribution von Kapital zu verstehen. Sind Gewinne aus Kapital höher als die Wachstumsraten, und somit der Haupttreiber der Ungleichheit heute? Inweifern ist der soziale Friede dadurch gefährdet? Inwiefern sind die Werte der Demokratie daduch unterminiert? Wie extrem sind die verschiedenen Formen von Ungleichheit heute? Droht die Ungleichheit von heute noch extremer Formen von Ungleichheit morgen hervorzubringen? 

LITERATUR ▪ (a) Thomas Piketty, Le capital au XXIe siècle (französische Originalfassung oder die deutsche bzw. englische Übersetzung) ▪ (b) Mehere kritischen Stellungnahmen zu Piketty liegen als pdf-Dateien vor

HINWEIS ZUR VERANSTALTUNG ▪ Verpflichtend ist die Teilnahme an allen vier Seminartagen

LEISTUNGSNACHWEIS ▪ Für einen benoteten Schein: ein textanalytischer Aufsatz, der eine bestimmte Fragestellung kritisch und eingehend diskutiert, von 8 bis 10 Seiten in deutscher oder englischer Sprache. Die Themen zu den Aufsätzen müssen bis zum 20.04.2016 mit mir abgesprochen werden; eine kurze E-Mail mit einem Arbeitstitel sowie „thesis-statement“ (d.h. Abstract oder kurze Inhaltsangabe eines wissenschaftlichen Aufsatzes) reicht aus. Abgabetermin ist der 8. August 2016 per elektronische Zusendung (Email-Anhang in Word).

▪ SEMINARPLAN ▪

Pflichtlektüre ▪ Bitte vor dem jeweiligen Blocktermin lesen

Samstag, d. 12.03.16

09-13 Uhr: Seiten [deutsch] 39-48 [englisch 20-27]

                                    und 785-793 [englisch 571-577]

                                    und 313-342 [englisch 237-260]

14-16 Uhr: Seiten 342-381 [englisch 260-290]

Sonntag, d. 13.03.16

09-13 Uhr: Seiten 381-426 [englisch 290-321]

14-16 Uhr: Seiten 426-465 [englisch 321-350]  

Samstag, d. 19.03.16

09-13 Uhr: Seiten 466-500 [englisch 350-376]

14-16 Uhr: Seiten 501-536 [englisch 377-404]

Sonntag, d. 20.03.16

09-13 Uhr: Seiten 537-571 [englisch 404-429]

14-16 Uhr: Seiten 573-624 [englisch 430-467]